Knowledge
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FCA sets out its Asset Management and Alternatives Supervision Strategies
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New rules on money laundering
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Asset management tax: what to know for the new autumn term
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The FCA's 5 Conduct Questions: senior managers of all firms required to consider their culture
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2019: A year of change in the repo and securities lending markets
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Appointed Representatives: FCA concerned about oversight and risks
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The EU cross-border distribution of funds
MLD 5: HMT consultation on UK transposition
New EU prudential regime for investment firms
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New proposed FCA rules on shareholder engagement
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2018: the year of the CVA
Financial services regulation 2019: New Year briefing
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Taxing non-residents on UK property gains: the rules for funds
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HM Treasury and FCA Brexit proposals for investment funds
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Compliance Officer Bulletin – Issue 159: FCA and PRA enforcement: a year in review
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MLD 5: the MLD 4 upgrade
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AIF & UCITS depositaries: heightened duties when delegating
Brexit and financial services: one year to go, but where are we going?
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