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Legal Briefings

Friday, 20 July 2018
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Select a Practice Area/Sector to view its Legal Briefings:
Image for SMCR: extension to all FCA firms – near-final rules and further consultation on new public register
12 July 2018
SMCR: extension to all FCA firms – near-final rules and...
Image for MLD 5: the MLD 4 upgrade
29 June 2018
MLD 5: the MLD 4 upgrade
Image for Brexit and financial services: One year to go, but where are we going?
29 March 2018
Brexit and financial services: One year to go, but where...
Image for EU legislative proposals affecting the cross-border distribution of investment funds
12 March 2018
EU legislative proposals affecting the cross-border distribution of investment funds
Image for Financial services regulation 2018: New Year briefing
10 January 2018
Financial services regulation 2018: New Year briefing
Image for European Commission proposals for new prudential regime for EU investment firms
21 December 2017
European Commission proposals for new prudential regime for EU investment...
Image for SMCR: extension to all FCA firms - consultations on transitioning and the Duty of Responsibility
13 December 2017
SMCR: extension to all FCA firms - consultations on transitioning...
Image for EBA proposals for higher capital requirements, and changes to pay regulation and other prudential rules, for MiFID firms
6 October 2017
EBA proposals for higher capital requirements, and changes to pay...
Image for Senior Managers & Certification Regime: extension to all FCA firms – CP17/25
27 July 2017
Senior Managers & Certification Regime: extension to all FCA firms...
Image for EMIR 1.5
4 July 2017
EMIR 1.5
Image for Countdown to MiFID II: Second FCA Policy Statement and Consultation
3 July 2017
Countdown to MiFID II: Second FCA Policy Statement and Consultation
Image for FCA Asset Management Market Study – Final Report and Consultation
30 June 2017
FCA Asset Management Market Study – Final Report and Consultation...
Image for Countdown to MiFID II: the impact on OPS firms
13 April 2017
Countdown to MiFID II: the impact on OPS firms
Image for Countdown to MiFID II: Final rules for trading venues, participants and investment firms
7 April 2017
Countdown to MiFID II: Final rules for trading venues, participants...
Image for MLD 4: publication of UK draft implementing regulations
17 March 2017
MLD 4: publication of UK draft implementing regulations
Image for Brexit – what next for private equity-backed companies?
13 February 2017
Brexit – what next for private equity-backed companies?
Image for Brexit – what next for UK listed companies?
13 February 2017
Brexit – what next for UK listed companies?
Image for Brexit – what next for portfolio companies?
13 February 2017
Brexit – what next for portfolio companies?
Image for Financial services regulation 2017: New Year briefing
11 January 2017
Financial services regulation 2017: New Year briefing
Image for Senior Managers and Certification Regime: extension to all FCA-authorised firms
22 December 2016
Senior Managers and Certification Regime: extension to all FCA-authorised firms
Image for EMIR: are you ready for margining?
30 November 2016
EMIR: are you ready for margining?
Image for FCA Asset Management Market Study – Interim Report
23 November 2016
FCA Asset Management Market Study – Interim Report
Image for Regulatory capital changes from 1 November 2016: ECAI credit mappings for banks and IFPRU investment firms
18 October 2016
Regulatory capital changes from 1 November 2016: ECAI credit mappings...
Image for Preparing for PRIIPS and the KID: finding answers to the questions
19 August 2016
Preparing for PRIIPS and the KID: finding answers to the...
Image for REP-CRIM: The verdict is in
5 August 2016
REP-CRIM: The verdict is in
Image for European Commission report on CRD remuneration rules: proportionality revisited?
29 July 2016
European Commission report on CRD remuneration rules: proportionality revisited?
Image for AIFMD third country passport: good things come to those who wait
20 July 2016
AIFMD "third country" passport: good things come to those who...
Image for Brexit: What is the short term legal impact on UK financial services?
24 June 2016
Brexit: What is the short term legal impact on UK...
Image for EBA CRD IV remuneration guidelines: PRA and FCA will not extend the bonus cap to all
29 February 2016
EBA CRD IV remuneration guidelines: PRA and FCA will not...
Image for PSC Register – Practical Implications for Asset Managers
29 February 2016
PSC Register – Practical Implications for Asset Managers

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