Travers Smith Financial Services & Markets law articles, events and news. Tue, 10 Aug 2021 15:32:04 +0000 Tue, 14 Apr 2026 00:00:00 +0000 https://www.traverssmith.com/rss-feeds/ Travers Smith advises Nest on £450 million new Direct Lending Mandate Tue, 14 Apr 2026 14:37:58 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-nest-on-450-million-new-direct-lending-mandate/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-nest-on-450-million-new-direct-lending-mandate/ Third class stamp: Bitcoin may be protected against misappropriation, but cannot be converted Wed, 25 Mar 2026 16:32:51 +0000 https://www.traverssmith.com/knowledge/knowledge-container/third-class-stamp-bitcoin-may-be-protected-against-misappropriation-but-cannot-be-converted/ https://www.traverssmith.com/knowledge/knowledge-container/third-class-stamp-bitcoin-may-be-protected-against-misappropriation-but-cannot-be-converted/ Buy-Side Story: The FCA's 2026 regulatory priorities for the sector Tue, 24 Mar 2026 10:19:46 +0000 https://www.traverssmith.com/knowledge/knowledge-container/buy-side-story-the-fcas-2026-regulatory-priorities-for-the-sector/ https://www.traverssmith.com/knowledge/knowledge-container/buy-side-story-the-fcas-2026-regulatory-priorities-for-the-sector/ Travers Smith advises Fundsmith on the open-ending of Smithson Investment Trust Tue, 03 Mar 2026 11:30:51 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-fundsmith-on-the-open-ending-of-smithson-investment-trust/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-fundsmith-on-the-open-ending-of-smithson-investment-trust/ Come one, come all: FCA CP26/4 and yet more cryptoasset proposals Thu, 05 Feb 2026 09:56:14 +0000 https://www.traverssmith.com/knowledge/knowledge-container/come-one-come-all-fca-cp264-and-yet-more-cryptoasset-proposals/ https://www.traverssmith.com/knowledge/knowledge-container/come-one-come-all-fca-cp264-and-yet-more-cryptoasset-proposals/ Travers Smith launches a fintech incubator, Fintech Amplifier Thu, 22 Jan 2026 11:53:21 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-launches-a-fintech-incubator-fintech-amplifier/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-launches-a-fintech-incubator-fintech-amplifier/ Consumer Duty: How can wealth managers stay on the front foot in 2026? Tue, 20 Jan 2026 13:42:58 +0000 https://www.traverssmith.com/knowledge/knowledge-container/consumer-duty-how-can-wealth-managers-stay-on-the-front-foot-in-2026/ https://www.traverssmith.com/knowledge/knowledge-container/consumer-duty-how-can-wealth-managers-stay-on-the-front-foot-in-2026/ Financial Services and Markets 2026 Regulatory Roadmap Wed, 07 Jan 2026 10:51:35 +0000 https://www.traverssmith.com/knowledge/knowledge-container/financial-services-and-markets-2026-regulatory-roadmap/ https://www.traverssmith.com/knowledge/knowledge-container/financial-services-and-markets-2026-regulatory-roadmap/ Crypto cracker: 12 things to know about the FCA's cryptoassets papers CP25/40 and CP25/41 Wed, 24 Dec 2025 14:15:41 +0000 https://www.traverssmith.com/knowledge/knowledge-container/crypto-cracker-12-things-to-know-about-the-fcas-cryptoassets-papers-cp2540-and-cp2541/ https://www.traverssmith.com/knowledge/knowledge-container/crypto-cracker-12-things-to-know-about-the-fcas-cryptoassets-papers-cp2540-and-cp2541/ UK cryptoassets prudential proposals: unexpected gift or the nightmare before Christmas? Fri, 19 Dec 2025 12:16:11 +0000 https://www.traverssmith.com/knowledge/knowledge-container/uk-cryptoassets-prudential-proposals-unexpected-gift-or-the-nightmare-before-christmas/ https://www.traverssmith.com/knowledge/knowledge-container/uk-cryptoassets-prudential-proposals-unexpected-gift-or-the-nightmare-before-christmas/ Instrumental health: Final Cryptoassets Legislation Thu, 18 Dec 2025 16:54:16 +0000 https://www.traverssmith.com/knowledge/knowledge-container/instrumental-health-final-cryptoassets-legislation/ https://www.traverssmith.com/knowledge/knowledge-container/instrumental-health-final-cryptoassets-legislation/ New FCA retail disclosure regime Tue, 16 Dec 2025 21:16:06 +0000 https://www.traverssmith.com/knowledge/knowledge-container/new-fca-retail-disclosure-regime/ https://www.traverssmith.com/knowledge/knowledge-container/new-fca-retail-disclosure-regime/ New FCA guidance on non-financial misconduct Tue, 16 Dec 2025 16:48:41 +0000 https://www.traverssmith.com/knowledge/knowledge-container/new-fca-guidance-on-non-financial-misconduct/ https://www.traverssmith.com/knowledge/knowledge-container/new-fca-guidance-on-non-financial-misconduct/ EU Market Integration Package Fri, 05 Dec 2025 11:34:38 +0000 https://www.traverssmith.com/knowledge/knowledge-container/eu-market-integration-package/ https://www.traverssmith.com/knowledge/knowledge-container/eu-market-integration-package/ Finalised SFDR 2.0 proposals Mon, 24 Nov 2025 12:36:07 +0000 https://www.traverssmith.com/knowledge/knowledge-container/finalised-sfdr-20-proposals/ https://www.traverssmith.com/knowledge/knowledge-container/finalised-sfdr-20-proposals/ Out on a limit: The Bank of England's systemic stablecoins consultation provokes and pleases in equal measure Mon, 17 Nov 2025 17:53:35 +0000 https://www.traverssmith.com/knowledge/knowledge-container/out-on-a-limit-the-bank-of-englands-systemic-stablecoins-consultation-provokes-and-pleases-in-equal-measure/ https://www.traverssmith.com/knowledge/knowledge-container/out-on-a-limit-the-bank-of-englands-systemic-stablecoins-consultation-provokes-and-pleases-in-equal-measure/ Draft SFDR 2.0 proposals Fri, 07 Nov 2025 11:33:47 +0000 https://www.traverssmith.com/knowledge/knowledge-container/draft-sfdr-20-proposals/ https://www.traverssmith.com/knowledge/knowledge-container/draft-sfdr-20-proposals/ Changing regulation: your chance to get your views heard Wed, 05 Nov 2025 11:29:38 +0000 https://www.traverssmith.com/knowledge/knowledge-container/changing-regulation-your-chance-to-get-your-views-heard/ https://www.traverssmith.com/knowledge/knowledge-container/changing-regulation-your-chance-to-get-your-views-heard/ The EBA's proposed expansion of third-party risk management requirements Mon, 03 Nov 2025 13:22:53 +0000 https://www.traverssmith.com/knowledge/knowledge-container/the-ebas-proposed-expansion-of-third-party-risk-management-requirements/ https://www.traverssmith.com/knowledge/knowledge-container/the-ebas-proposed-expansion-of-third-party-risk-management-requirements/ A capital idea! UK and EU prudential reforms and UK remuneration changes Mon, 20 Oct 2025 14:11:38 +0000 https://www.traverssmith.com/knowledge/knowledge-container/a-capital-idea-uk-and-eu-prudential-reforms-and-uk-remuneration-changes/ https://www.traverssmith.com/knowledge/knowledge-container/a-capital-idea-uk-and-eu-prudential-reforms-and-uk-remuneration-changes/ FCA measures to support Direct 2 Fund dealing and fund tokenisation Thu, 16 Oct 2025 12:07:53 +0000 https://www.traverssmith.com/knowledge/knowledge-container/fca-measures-to-support-direct-2-fund-dealing-and-fund-tokenisation/ https://www.traverssmith.com/knowledge/knowledge-container/fca-measures-to-support-direct-2-fund-dealing-and-fund-tokenisation/ Future of Fintech 2025 Wed, 17 Sep 2025 14:08:14 +0000 https://www.traverssmith.com/knowledge/events-container/future-of-fintech-2025/ https://www.traverssmith.com/knowledge/events-container/future-of-fintech-2025/ Fintech, Market Infrastructure and Payments End of Summer 2025 Postcard Thu, 04 Sep 2025 12:45:47 +0000 https://www.traverssmith.com/knowledge/knowledge-container/fintech-market-infrastructure-and-payments-end-of-summer-2025-postcard/ https://www.traverssmith.com/knowledge/knowledge-container/fintech-market-infrastructure-and-payments-end-of-summer-2025-postcard/ Financial Services End of Summer 2025 Postcard Wed, 03 Sep 2025 13:24:51 +0000 https://www.traverssmith.com/knowledge/knowledge-container/financial-services-end-of-summer-2025-postcard/ https://www.traverssmith.com/knowledge/knowledge-container/financial-services-end-of-summer-2025-postcard/ Advocacy pays off: The FCA adopts a more pragmatic approach to safeguarding customer funds by payments firms Wed, 20 Aug 2025 16:19:57 +0000 https://www.traverssmith.com/knowledge/knowledge-container/advocacy-pays-off-the-fca-adopts-a-more-pragmatic-approach-to-safeguarding-customer-funds-by-payments-firms/ https://www.traverssmith.com/knowledge/knowledge-container/advocacy-pays-off-the-fca-adopts-a-more-pragmatic-approach-to-safeguarding-customer-funds-by-payments-firms/ Principal Permissions: Changes to the UK Appointed Representative Regime Tue, 12 Aug 2025 16:44:51 +0000 https://www.traverssmith.com/knowledge/knowledge-container/principal-permissions-changes-to-the-uk-appointed-representative-regime/ https://www.traverssmith.com/knowledge/knowledge-container/principal-permissions-changes-to-the-uk-appointed-representative-regime/ Travers Smith advises Mizuho Financial Group on acquisition of Augusta & Co Thu, 07 Aug 2025 15:07:27 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-mizuho-financial-group-on-acquisition-of-augusta-co/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-mizuho-financial-group-on-acquisition-of-augusta-co/ A lukewarm rinse: Changes to the UK Money Laundering Regulations Thu, 31 Jul 2025 11:04:52 +0000 https://www.traverssmith.com/knowledge/knowledge-container/a-lukewarm-rinse-changes-to-the-uk-money-laundering-regulations/ https://www.traverssmith.com/knowledge/knowledge-container/a-lukewarm-rinse-changes-to-the-uk-money-laundering-regulations/ Management review: proposed overhaul of the SMCR Wed, 23 Jul 2025 15:08:11 +0000 https://www.traverssmith.com/knowledge/knowledge-container/management-review-proposed-overhaul-of-the-smcr/ https://www.traverssmith.com/knowledge/knowledge-container/management-review-proposed-overhaul-of-the-smcr/ UK Mansion House Speech and the Leeds Reforms: In search of growth Wed, 16 Jul 2025 14:43:07 +0000 https://www.traverssmith.com/knowledge/knowledge-container/uk-mansion-house-speech-and-the-leeds-reforms-in-search-of-growth/ https://www.traverssmith.com/knowledge/knowledge-container/uk-mansion-house-speech-and-the-leeds-reforms-in-search-of-growth/ ESMA feedback on integration of sustainability risks and disclosures Thu, 10 Jul 2025 08:24:13 +0000 https://www.traverssmith.com/knowledge/knowledge-container/esma-feedback-on-integration-of-sustainability-risks-and-disclosures/ https://www.traverssmith.com/knowledge/knowledge-container/esma-feedback-on-integration-of-sustainability-risks-and-disclosures/ One person's trash is another person's treasure: ESMA's Final Report on the UCITS Eligible Assets Directive Tue, 08 Jul 2025 09:47:35 +0000 https://www.traverssmith.com/knowledge/knowledge-container/one-persons-trash-is-another-persons-treasure-esmas-final-report-on-the-ucits-eligible-assets-directive/ https://www.traverssmith.com/knowledge/knowledge-container/one-persons-trash-is-another-persons-treasure-esmas-final-report-on-the-ucits-eligible-assets-directive/ Behaviour under scrutiny: FCA's new rules on non-financial misconduct Wed, 02 Jul 2025 16:14:48 +0000 https://www.traverssmith.com/knowledge/knowledge-container/behaviour-under-scrutiny-fcas-new-rules-on-non-financial-misconduct/ https://www.traverssmith.com/knowledge/knowledge-container/behaviour-under-scrutiny-fcas-new-rules-on-non-financial-misconduct/ Travers Smith announces Senior Counsel promotions Mon, 30 Jun 2025 08:45:51 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-announces-senior-counsel-promotions-1/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-announces-senior-counsel-promotions-1/ A week to go! The European Accessibility Act and its impact on the financial services industry Fri, 20 Jun 2025 12:01:39 +0000 https://www.traverssmith.com/knowledge/knowledge-container/a-week-to-go-the-european-accessibility-act-and-its-impact-on-the-financial-services-industry/ https://www.traverssmith.com/knowledge/knowledge-container/a-week-to-go-the-european-accessibility-act-and-its-impact-on-the-financial-services-industry/ Travers Smith advises Mitsubishi Estate on its acquisition of a majority interest in Patron Capital Tue, 17 Jun 2025 08:45:51 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-mitsubishi-estate-on-its-acquisition-of-a-majority-interest-in-patron-capital/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-mitsubishi-estate-on-its-acquisition-of-a-majority-interest-in-patron-capital/ PISCES – Key questions answered Fri, 13 Jun 2025 12:01:51 +0000 https://www.traverssmith.com/knowledge/knowledge-container/pisces-key-questions-answered/ https://www.traverssmith.com/knowledge/knowledge-container/pisces-key-questions-answered/ CPs25/14 and 15: The FCA's explosive start to its path to regulating cryptoassets Fri, 13 Jun 2025 15:10:44 +0000 https://www.traverssmith.com/knowledge/knowledge-container/cps2514-and-15-the-fcas-explosive-start-to-its-path-to-regulating-cryptoassets/ https://www.traverssmith.com/knowledge/knowledge-container/cps2514-and-15-the-fcas-explosive-start-to-its-path-to-regulating-cryptoassets/ Financial Reporting Council publishes the updated UK Stewardship Code 2026 Wed, 11 Jun 2025 09:02:31 +0000 https://www.traverssmith.com/knowledge/knowledge-container/financial-reporting-council-publishes-the-updated-uk-stewardship-code-2026/ https://www.traverssmith.com/knowledge/knowledge-container/financial-reporting-council-publishes-the-updated-uk-stewardship-code-2026/ Travers Smith promotes nine new partners Tue, 03 Jun 2025 08:45:50 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-promotes-nine-new-partners/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-promotes-nine-new-partners/ Travers Smith responds to HM Treasury consultation on proposed cryptoassets legislation Fri, 30 May 2025 12:15:36 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-responds-to-hm-treasury-consultation-on-proposed-cryptoassets-legislation/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-responds-to-hm-treasury-consultation-on-proposed-cryptoassets-legislation/ Outsourcing Spotlight – Spring/Summer 2025 Fri, 16 May 2025 12:46:30 +0000 https://www.traverssmith.com/knowledge/knowledge-container/outsourcing-spotlight-springsummer-2025/ https://www.traverssmith.com/knowledge/knowledge-container/outsourcing-spotlight-springsummer-2025/ Token efforts: What HM Treasury gets right and wrong on cryptoasset regulation Fri, 02 May 2025 11:10:12 +0000 https://www.traverssmith.com/knowledge/knowledge-container/token-efforts-what-hm-treasury-gets-right-and-wrong-on-cryptoasset-regulation/ https://www.traverssmith.com/knowledge/knowledge-container/token-efforts-what-hm-treasury-gets-right-and-wrong-on-cryptoasset-regulation/ The stable door is closing - the urgent issues facing the UK's stablecoin sector Thu, 10 Apr 2025 09:50:36 +0000 https://www.traverssmith.com/knowledge/knowledge-container/the-stable-door-is-closing-the-urgent-issues-facing-the-uks-stablecoin-sector/ https://www.traverssmith.com/knowledge/knowledge-container/the-stable-door-is-closing-the-urgent-issues-facing-the-uks-stablecoin-sector/ Natalie Lewis named in Financial News' Rising Stars of European Finance 2025 list Mon, 07 Apr 2025 11:54:34 +0000 https://www.traverssmith.com/knowledge/knowledge-container/natalie-lewis-named-in-financial-news-rising-stars-of-european-finance-2025-list/ https://www.traverssmith.com/knowledge/knowledge-container/natalie-lewis-named-in-financial-news-rising-stars-of-european-finance-2025-list/ Travers Smith advises InvestAcc Group on the acquisition of AJ Bell's Platinum SIPP and SSAS business Tue, 01 Apr 2025 11:07:42 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-investacc-group-on-the-acquisition-of-aj-bells-platinum-sipp-and-ssas-business/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-investacc-group-on-the-acquisition-of-aj-bells-platinum-sipp-and-ssas-business/ Travers Smith advises Brooks Macdonald on its move from AIM to the Main Market Mon, 31 Mar 2025 11:06:36 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-brooks-macdonald-on-its-move-from-aim-to-the-main-market/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-brooks-macdonald-on-its-move-from-aim-to-the-main-market/ FCA Strategy for 2025 and Beyond Fri, 28 Mar 2025 09:26:23 +0000 https://www.traverssmith.com/knowledge/knowledge-container/fca-strategy-for-2025-and-beyond/ https://www.traverssmith.com/knowledge/knowledge-container/fca-strategy-for-2025-and-beyond/ Travers Smith advises Equisoft Inc. on the sale of its Altus Consulting business to Accenture Fri, 28 Mar 2025 10:53:24 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-equisoft-inc-on-the-sale-of-its-altus-consulting-business-to-accenture/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-equisoft-inc-on-the-sale-of-its-altus-consulting-business-to-accenture/ FCA Private Market Valuation Review Thu, 13 Mar 2025 09:32:04 +0000 https://www.traverssmith.com/knowledge/knowledge-container/fca-private-market-valuation-review/ https://www.traverssmith.com/knowledge/knowledge-container/fca-private-market-valuation-review/ Travers Smith advises Brookfield Oaktree Wealth Solutions on the launch of Oaktree Strategic Credit Fund Mon, 10 Feb 2025 15:25:31 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-brookfield-oaktree-wealth-solutions-on-the-launch-of-oaktree-strategic-credit-fund/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-brookfield-oaktree-wealth-solutions-on-the-launch-of-oaktree-strategic-credit-fund/ Travers Smith advises Nest on its investment into IFM Thu, 06 Feb 2025 08:45:50 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-nest-on-its-investment-into-ifm/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-nest-on-its-investment-into-ifm/ Court of Appeal gives narrow interpretation of "significant influence" exclusion from salaried members rules Mon, 20 Jan 2025 16:35:26 +0000 https://www.traverssmith.com/knowledge/knowledge-container/court-of-appeal-gives-narrow-interpretation-of-significant-influence-exclusion-from-salaried-members-rules/ https://www.traverssmith.com/knowledge/knowledge-container/court-of-appeal-gives-narrow-interpretation-of-significant-influence-exclusion-from-salaried-members-rules/ Travers Smith announces Director and Senior Counsel promotions Mon, 06 Jan 2025 08:45:49 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-announces-director-and-senior-counsel-promotions/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-announces-director-and-senior-counsel-promotions/ Victory in Victoria Tue, 17 Dec 2024 10:21:56 +0000 https://www.traverssmith.com/knowledge/knowledge-container/victory-in-victoria/ https://www.traverssmith.com/knowledge/knowledge-container/victory-in-victoria/ HM Treasury's National Payments Vision: Is it actually Not Particularly Visionary? Wed, 27 Nov 2024 13:57:32 +0000 https://www.traverssmith.com/knowledge/knowledge-container/hm-treasurys-national-payments-vision-is-it-actually-not-particularly-visionary/ https://www.traverssmith.com/knowledge/knowledge-container/hm-treasurys-national-payments-vision-is-it-actually-not-particularly-visionary/ FCA findings on non-financial misconduct Tue, 29 Oct 2024 14:42:47 +0000 https://www.traverssmith.com/knowledge/knowledge-container/fca-findings-on-non-financial-misconduct/ https://www.traverssmith.com/knowledge/knowledge-container/fca-findings-on-non-financial-misconduct/ Travers Smith advises Phoenix Equity Partners and management on the sale of Redington to Arthur J. Gallagher & Co Mon, 28 Oct 2024 08:45:49 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-phoenix-equity-partners-and-management-on-the-sale-of-redington-to-arthur-j-gallagher-co/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-phoenix-equity-partners-and-management-on-the-sale-of-redington-to-arthur-j-gallagher-co/ Outsourcing Spotlight - Autumn/Winter 2024 Thu, 24 Oct 2024 09:21:03 +0000 https://www.traverssmith.com/knowledge/knowledge-container/outsourcing-spotlight-autumnwinter-2024/ https://www.traverssmith.com/knowledge/knowledge-container/outsourcing-spotlight-autumnwinter-2024/ Smart Contracts: where are we now and does AI have a role to play? Tue, 10 Sep 2024 14:25:59 +0000 https://www.traverssmith.com/knowledge/knowledge-container/smart-contracts-where-are-we-now-and-does-ai-have-a-role-to-play/ https://www.traverssmith.com/knowledge/knowledge-container/smart-contracts-where-are-we-now-and-does-ai-have-a-role-to-play/ FCA Provides Further Guidance on the Treatment of PEPs Thu, 25 Jul 2024 13:56:11 +0000 https://www.traverssmith.com/knowledge/knowledge-container/fca-provides-further-guidance-on-the-treatment-of-peps/ https://www.traverssmith.com/knowledge/knowledge-container/fca-provides-further-guidance-on-the-treatment-of-peps/ Episode 7: AI Insights – Intersections with the financial services sector Wed, 24 Jul 2024 10:46:29 +0000 https://www.traverssmith.com/knowledge/knowledge-container/episode-7-ai-insights-intersections-with-the-financial-services-sector/ https://www.traverssmith.com/knowledge/knowledge-container/episode-7-ai-insights-intersections-with-the-financial-services-sector/ Travers Smith advises Carlyle on the launch of Carlyle AlpInvest Private Markets SICAV-UCI Part II Fri, 19 Jul 2024 13:31:12 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-carlyle-on-the-launch-of-carlyle-alpinvest-private-markets-sicav-uci-part-ii/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-carlyle-on-the-launch-of-carlyle-alpinvest-private-markets-sicav-uci-part-ii/ EMIR 3.0 - what's new and what's next? Thu, 11 Jul 2024 08:37:54 +0000 https://www.traverssmith.com/knowledge/events-container/emir-30-whats-new-and-whats-next/ https://www.traverssmith.com/knowledge/events-container/emir-30-whats-new-and-whats-next/ New EU anti-money laundering rules Tue, 09 Jul 2024 12:18:28 +0000 https://www.traverssmith.com/knowledge/knowledge-container/new-eu-anti-money-laundering-rules/ https://www.traverssmith.com/knowledge/knowledge-container/new-eu-anti-money-laundering-rules/ The Law Commission's approach to digital assets as property: the devil is in the detail Fri, 28 Jun 2024 09:48:23 +0000 https://www.traverssmith.com/knowledge/knowledge-container/the-law-commissions-approach-to-digital-assets-as-property-the-devil-is-in-the-detail/ https://www.traverssmith.com/knowledge/knowledge-container/the-law-commissions-approach-to-digital-assets-as-property-the-devil-is-in-the-detail/ Travers Smith announces partnership with nsave Tue, 25 Jun 2024 13:15:40 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-announces-partnership-with-nsave/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-announces-partnership-with-nsave/ Travers Smith win at The Drawdown Awards 2024 Mon, 17 Jun 2024 08:45:46 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-wins-at-the-drawdown-awards-2024/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-wins-at-the-drawdown-awards-2024/ Greenwashing: ESMA's approach to supervising asset managers Fri, 07 Jun 2024 12:35:56 +0000 https://www.traverssmith.com/knowledge/knowledge-container/greenwashing-esmas-approach-to-supervising-asset-managers/ https://www.traverssmith.com/knowledge/knowledge-container/greenwashing-esmas-approach-to-supervising-asset-managers/ Outsourcing Spotlight - Spring/Summer 2024 Wed, 05 Jun 2024 09:21:25 +0000 https://www.traverssmith.com/knowledge/knowledge-container/outsourcing-spotlight-springsummer-2024/ https://www.traverssmith.com/knowledge/knowledge-container/outsourcing-spotlight-springsummer-2024/ ESMA Guidelines on Fund Names Tue, 21 May 2024 12:51:08 +0000 https://www.traverssmith.com/knowledge/knowledge-container/esma-guidelines-on-fund-names/ https://www.traverssmith.com/knowledge/knowledge-container/esma-guidelines-on-fund-names/ Travers Smith advises Nest on the appointment of Northern Trust as new fund administrator Mon, 20 May 2024 15:05:37 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-nest-on-the-appointment-of-northern-trust-as-new-fund-administrator/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-nest-on-the-appointment-of-northern-trust-as-new-fund-administrator/ EU SFDR review: Summary of industry views Fri, 10 May 2024 08:04:16 +0000 https://www.traverssmith.com/knowledge/knowledge-container/eu-sfdr-review-summary-of-industry-views/ https://www.traverssmith.com/knowledge/knowledge-container/eu-sfdr-review-summary-of-industry-views/ SDR and investment labels: extension of the regime to UK portfolio managers Thu, 09 May 2024 13:27:36 +0000 https://www.traverssmith.com/knowledge/knowledge-container/sdr-and-investment-labels-extension-of-the-regime-to-uk-portfolio-managers/ https://www.traverssmith.com/knowledge/knowledge-container/sdr-and-investment-labels-extension-of-the-regime-to-uk-portfolio-managers/ The FCA and Bank of England's "strategic approach" to AI – what it means for regulated firms Fri, 03 May 2024 16:28:10 +0000 https://www.traverssmith.com/knowledge/knowledge-container/the-fca-and-bank-of-englands-strategic-approach-to-ai-what-it-means-for-regulated-firms/ https://www.traverssmith.com/knowledge/knowledge-container/the-fca-and-bank-of-englands-strategic-approach-to-ai-what-it-means-for-regulated-firms/ SDR: Finalised guidance on the anti-greenwashing rule Tue, 30 Apr 2024 09:57:04 +0000 https://www.traverssmith.com/knowledge/knowledge-container/sdr-finalised-guidance-on-the-anti-greenwashing-rule/ https://www.traverssmith.com/knowledge/knowledge-container/sdr-finalised-guidance-on-the-anti-greenwashing-rule/ Talking Secondaries - Is a continuation vehicle an AIF? Thu, 25 Apr 2024 11:17:04 +0000 https://www.traverssmith.com/knowledge/knowledge-container/talking-secondaries-is-a-continuation-vehicle-an-aif/ https://www.traverssmith.com/knowledge/knowledge-container/talking-secondaries-is-a-continuation-vehicle-an-aif/ Consultation on payment optionality: a bundle of joy? Thu, 18 Apr 2024 14:54:40 +0000 https://www.traverssmith.com/knowledge/knowledge-container/consultation-on-payment-optionality-a-bundle-of-joy/ https://www.traverssmith.com/knowledge/knowledge-container/consultation-on-payment-optionality-a-bundle-of-joy/ Travers Smith advises Söderberg & Partners on acquisition of significant minority stake in Fidelius Group Mon, 08 Apr 2024 08:45:45 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-soederberg-partners-on-acquisition-of-significant-minority-stake-in-fidelius-group/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-soederberg-partners-on-acquisition-of-significant-minority-stake-in-fidelius-group/ Retained EU law: 10 key questions Wed, 13 Mar 2024 21:55:57 +0000 https://www.traverssmith.com/knowledge/knowledge-container/retained-eu-law-10-key-questions/ https://www.traverssmith.com/knowledge/knowledge-container/retained-eu-law-10-key-questions/ FCA updates its alternatives supervisory strategy Mon, 04 Mar 2024 14:42:12 +0000 https://www.traverssmith.com/knowledge/knowledge-container/fca-updates-its-alternatives-supervisory-strategy/ https://www.traverssmith.com/knowledge/knowledge-container/fca-updates-its-alternatives-supervisory-strategy/ DORA: time to review your ICT contracts Wed, 31 Jan 2024 10:11:49 +0000 https://www.traverssmith.com/knowledge/knowledge-container/dora-time-to-review-your-ict-contracts/ https://www.traverssmith.com/knowledge/knowledge-container/dora-time-to-review-your-ict-contracts/ Situation critical: Proposed new rules to regulate Critical Third Parties Thu, 18 Jan 2024 10:19:41 +0000 https://www.traverssmith.com/knowledge/knowledge-container/situation-critical-proposed-new-rules-to-regulate-critical-third-parties/ https://www.traverssmith.com/knowledge/knowledge-container/situation-critical-proposed-new-rules-to-regulate-critical-third-parties/ Travers Smith advises Söderberg & Partners on acquisition of Timothy James & Partners Thu, 18 Jan 2024 21:41:41 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-soederberg-partners-on-acquisition-of-timothy-james-partners/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-soederberg-partners-on-acquisition-of-timothy-james-partners/ Financial Services Regulation 2024 - New Year briefing Wed, 10 Jan 2024 17:41:31 +0000 https://www.traverssmith.com/knowledge/knowledge-container/financial-services-regulation-2024-new-year-briefing/ https://www.traverssmith.com/knowledge/knowledge-container/financial-services-regulation-2024-new-year-briefing/ Travers Smith announces Senior Counsel promotions Tue, 19 Dec 2023 10:33:32 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-announces-senior-counsel-promotions/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-announces-senior-counsel-promotions/ Sustainability Disclosure Requirements (SDR) and investment labels: the new rules Thu, 07 Dec 2023 10:37:58 +0000 https://www.traverssmith.com/knowledge/knowledge-container/sustainability-disclosure-requirements-sdr-and-investment-labels-the-new-rules/ https://www.traverssmith.com/knowledge/knowledge-container/sustainability-disclosure-requirements-sdr-and-investment-labels-the-new-rules/ AIFMD II: the next phase of EU alternative investment fund regulation Wed, 15 Nov 2023 10:52:31 +0000 https://www.traverssmith.com/knowledge/knowledge-container/aifmd-ii-the-next-phase-of-eu-alternative-investment-fund-regulation/ https://www.traverssmith.com/knowledge/knowledge-container/aifmd-ii-the-next-phase-of-eu-alternative-investment-fund-regulation/ Private Equity International: Sharpening impact's blurred edges Fri, 03 Nov 2023 15:45:09 +0000 https://www.traverssmith.com/knowledge/knowledge-container/private-equity-international-sharpening-impacts-blurred-edges/ https://www.traverssmith.com/knowledge/knowledge-container/private-equity-international-sharpening-impacts-blurred-edges/ Travers Smith advises Clipway on its launch of new global secondaries firm Wed, 11 Oct 2023 08:45:43 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-clipway-on-its-launch-of-new-global-secondaries-firm/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-clipway-on-its-launch-of-new-global-secondaries-firm/ ESG names and claims in the EU UCITS fund industry: ESMA report Tue, 10 Oct 2023 09:47:17 +0000 https://www.traverssmith.com/knowledge/knowledge-container/esg-names-and-claims-in-the-eu-ucits-fund-industry-esma-report/ https://www.traverssmith.com/knowledge/knowledge-container/esg-names-and-claims-in-the-eu-ucits-fund-industry-esma-report/ ESAs' report on voluntary disclosure of PAIs Mon, 09 Oct 2023 09:48:02 +0000 https://www.traverssmith.com/knowledge/knowledge-container/esas-report-on-voluntary-disclosure-of-pais/ https://www.traverssmith.com/knowledge/knowledge-container/esas-report-on-voluntary-disclosure-of-pais/ Outsourcing Spotlight - Autumn 2023 Thu, 28 Sep 2023 09:21:58 +0000 https://www.traverssmith.com/knowledge/knowledge-container/outsourcing-spotlight-autumn-2023/ https://www.traverssmith.com/knowledge/knowledge-container/outsourcing-spotlight-autumn-2023/ FCA consults on new Diversity and Inclusion rules Wed, 27 Sep 2023 11:00:51 +0000 https://www.traverssmith.com/knowledge/knowledge-container/fca-consults-on-new-diversity-and-inclusion-rules/ https://www.traverssmith.com/knowledge/knowledge-container/fca-consults-on-new-diversity-and-inclusion-rules/ Possible changes to the EU SFDR? The European Commission seeks views Wed, 20 Sep 2023 11:01:35 +0000 https://www.traverssmith.com/knowledge/knowledge-container/possible-changes-to-the-eu-sfdr-the-european-commission-seeks-views/ https://www.traverssmith.com/knowledge/knowledge-container/possible-changes-to-the-eu-sfdr-the-european-commission-seeks-views/ New FCA rules on approving financial promotions Thu, 14 Sep 2023 11:02:27 +0000 https://www.traverssmith.com/knowledge/knowledge-container/new-fca-rules-on-approving-financial-promotions/ https://www.traverssmith.com/knowledge/knowledge-container/new-fca-rules-on-approving-financial-promotions/ Travers Smith advises on largest Outsourced Chief Investment Officer appointment in UK to date Wed, 06 Sep 2023 12:25:54 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-on-largest-outsourced-chief-investment-officer-appointment-in-uk-to-date/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-on-largest-outsourced-chief-investment-officer-appointment-in-uk-to-date/ SEC finalises Private Fund Adviser Rules Tue, 29 Aug 2023 11:03:39 +0000 https://www.traverssmith.com/knowledge/knowledge-container/sec-finalises-private-fund-adviser-rules/ https://www.traverssmith.com/knowledge/knowledge-container/sec-finalises-private-fund-adviser-rules/ Strengthening the Financial Promotion Rules Reprised - Cryptoassets Thu, 24 Aug 2023 10:38:56 +0000 https://www.traverssmith.com/knowledge/knowledge-container/strengthening-the-financial-promotion-rules-reprised-cryptoassets/ https://www.traverssmith.com/knowledge/knowledge-container/strengthening-the-financial-promotion-rules-reprised-cryptoassets/ Travers Smith launches interactive ESG tool Wed, 16 Aug 2023 13:05:38 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-launches-interactive-esg-tool/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-launches-interactive-esg-tool/ Sustainable finance report from the Luxembourg regulator Tue, 15 Aug 2023 13:58:22 +0000 https://www.traverssmith.com/knowledge/knowledge-container/sustainable-finance-report-from-the-luxembourg-regulator/ https://www.traverssmith.com/knowledge/knowledge-container/sustainable-finance-report-from-the-luxembourg-regulator/ Financial Services and Markets Act 2023: Building a Smarter Regulatory Framework in the UK? Fri, 14 Jul 2023 15:03:04 +0000 https://www.traverssmith.com/knowledge/knowledge-container/financial-services-and-markets-act-2023-building-a-smarter-regulatory-framework-in-the-uk/ https://www.traverssmith.com/knowledge/knowledge-container/financial-services-and-markets-act-2023-building-a-smarter-regulatory-framework-in-the-uk/ EU Sustainable Finance Package Mon, 19 Jun 2023 15:34:57 +0000 https://www.traverssmith.com/knowledge/knowledge-container/eu-sustainable-finance-package/ https://www.traverssmith.com/knowledge/knowledge-container/eu-sustainable-finance-package/ Extension to the scope of the UK criminal insider dealing regime Thu, 08 Jun 2023 13:29:43 +0000 https://www.traverssmith.com/knowledge/knowledge-container/extension-to-the-scope-of-the-uk-criminal-insider-dealing-regime/ https://www.traverssmith.com/knowledge/knowledge-container/extension-to-the-scope-of-the-uk-criminal-insider-dealing-regime/ EU Retail Investment Directive and Regulation Tue, 30 May 2023 09:38:39 +0000 https://www.traverssmith.com/knowledge/knowledge-container/eu-retail-investment-directive-and-regulation/ https://www.traverssmith.com/knowledge/knowledge-container/eu-retail-investment-directive-and-regulation/ Travers Smith's Sustainability Insights: The FCA's discussion paper on sustainability Fri, 19 May 2023 08:35:25 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-the-fcas-discussion-paper-on-sustainability/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-the-fcas-discussion-paper-on-sustainability/ Travers Smith advises Numis Corporation Plc on the £410m recommended offer by Deutsche Bank AG Fri, 28 Apr 2023 21:52:17 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-numis-corporation-plc-on-the-410m-recommended-offer-by-deutsche-bank-ag/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-numis-corporation-plc-on-the-410m-recommended-offer-by-deutsche-bank-ag/ Travers Smith's Sustainability Insights: A busy month for European sustainability regulation Fri, 21 Apr 2023 08:44:09 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-a-busy-month-for-european-sustainability-regulation/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-a-busy-month-for-european-sustainability-regulation/ New Q&As from the European Commission on the Sustainable Finance Disclosure Regulation Thu, 20 Apr 2023 10:50:27 +0000 https://www.traverssmith.com/knowledge/knowledge-container/new-qas-from-the-european-commission-on-the-sustainable-finance-disclosure-regulation/ https://www.traverssmith.com/knowledge/knowledge-container/new-qas-from-the-european-commission-on-the-sustainable-finance-disclosure-regulation/ ESAs propose changes to SFDR Regulatory Technical Standards Mon, 17 Apr 2023 13:58:40 +0000 https://www.traverssmith.com/knowledge/knowledge-container/esas-propose-changes-to-sfdr-regulatory-technical-standards/ https://www.traverssmith.com/knowledge/knowledge-container/esas-propose-changes-to-sfdr-regulatory-technical-standards/ UK 2023 Green Finance Strategy Mon, 03 Apr 2023 16:32:48 +0000 https://www.traverssmith.com/knowledge/knowledge-container/uk-2023-green-finance-strategy/ https://www.traverssmith.com/knowledge/knowledge-container/uk-2023-green-finance-strategy/ Travers Smith advises Brookfield Oaktree Wealth Solutions on the launch of Brookfield Infrastructure Income Fund Fri, 24 Mar 2023 13:04:26 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-brookfield-oaktree-wealth-solutions-on-the-launch-of-brookfield-infrastructure-income-fund/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-brookfield-oaktree-wealth-solutions-on-the-launch-of-brookfield-infrastructure-income-fund/ Travers Smith's Alternative Insights: EU foreign subsidy rules and private equity deals Fri, 24 Mar 2023 09:47:23 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-eu-foreign-subsidy-rules-and-private-equity-deals/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-eu-foreign-subsidy-rules-and-private-equity-deals/ Travers Smith advises finnCap on its all-share merger with Cenkos Securities Thu, 23 Mar 2023 21:53:12 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-finncap-on-its-all-share-merger-with-cenkos-securities/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-finncap-on-its-all-share-merger-with-cenkos-securities/ Travers Smith's Alternative Insights: Retailisation Fri, 10 Mar 2023 09:50:48 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-retailisation/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-retailisation/ Travers Smith's Sustainability Insights: Diversity and Inclusion: Interview with Gurpreet Manku Fri, 24 Feb 2023 09:55:15 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-diversity-and-inclusion-interview-with-gurpreet-manku/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-diversity-and-inclusion-interview-with-gurpreet-manku/ Future of Fintech Wed, 22 Feb 2023 09:34:40 +0000 https://www.traverssmith.com/knowledge/events-container/future-of-fintech/ https://www.traverssmith.com/knowledge/events-container/future-of-fintech/ Travers Smith's Alternative Insights: Insights '23 Fri, 10 Feb 2023 09:52:48 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-insights-23/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-insights-23/ Travers Smith's Sustainability Insights: The impact of labelling impact Fri, 27 Jan 2023 14:16:23 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-the-impact-of-labelling-impact/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-the-impact-of-labelling-impact/ Travers Smith's Alternative Insights: UK red tape Fri, 13 Jan 2023 15:18:58 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-uk-red-tape/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-uk-red-tape/ Financial Services Regulation 2023 - New Year briefing Fri, 06 Jan 2023 16:43:24 +0000 https://www.traverssmith.com/knowledge/knowledge-container/financial-services-regulation-2023-new-year-briefing/ https://www.traverssmith.com/knowledge/knowledge-container/financial-services-regulation-2023-new-year-briefing/ Travers Smith's Sustainability Insights: Greenwashing and the regulation of fund names in the EU Fri, 16 Dec 2022 16:37:38 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-greenwashing-and-the-regulation-of-fund-names-in-the-eu/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-greenwashing-and-the-regulation-of-fund-names-in-the-eu/ UK Government announces financial services reforms Fri, 09 Dec 2022 09:19:33 +0000 https://www.traverssmith.com/knowledge/knowledge-container/uk-government-announces-financial-services-reforms/ https://www.traverssmith.com/knowledge/knowledge-container/uk-government-announces-financial-services-reforms/ Smart contracts and the limits of the “rule of code” Fri, 02 Dec 2022 16:27:33 +0000 https://www.traverssmith.com/knowledge/knowledge-container/smart-contracts-and-the-limits-of-the-rule-of-code/ https://www.traverssmith.com/knowledge/knowledge-container/smart-contracts-and-the-limits-of-the-rule-of-code/ Fund names and greenwashing: ESMA consultation Tue, 29 Nov 2022 16:07:12 +0000 https://www.traverssmith.com/knowledge/knowledge-container/fund-names-and-greenwashing-esma-consultation/ https://www.traverssmith.com/knowledge/knowledge-container/fund-names-and-greenwashing-esma-consultation/ Travers Smith's Sustainability Insights: Sustainability labels for the UK Fri, 18 Nov 2022 09:55:43 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-sustainability-labels-for-the-uk/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-sustainability-labels-for-the-uk/ Issues in crypto insolvency Thu, 17 Nov 2022 09:43:06 +0000 https://www.traverssmith.com/knowledge/knowledge-container/issues-in-crypto-insolvency/ https://www.traverssmith.com/knowledge/knowledge-container/issues-in-crypto-insolvency/ Travers Smith advises SASC on its closing of Social and Sustainable Housing II LP Tue, 08 Nov 2022 13:16:15 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-sasc-on-its-closing-of-social-and-sustainable-housing-ii-lp/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-sasc-on-its-closing-of-social-and-sustainable-housing-ii-lp/ Travers Smith's Alternative Insights: Policymakers, retail investors and private funds Fri, 04 Nov 2022 12:22:53 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-policymakers-retail-investors-and-private-funds/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-policymakers-retail-investors-and-private-funds/ Private Equity International: Incorporating impact into deal documentation Tue, 01 Nov 2022 17:00:36 +0000 https://www.traverssmith.com/knowledge/knowledge-container/private-equity-international-incorporating-impact-into-deal-documentation/ https://www.traverssmith.com/knowledge/knowledge-container/private-equity-international-incorporating-impact-into-deal-documentation/ FCA consultation on new UK sustainability disclosure regime and investment labels Mon, 31 Oct 2022 14:37:24 +0000 https://www.traverssmith.com/knowledge/knowledge-container/fca-consultation-on-new-uk-sustainability-disclosure-regime-and-investment-labels/ https://www.traverssmith.com/knowledge/knowledge-container/fca-consultation-on-new-uk-sustainability-disclosure-regime-and-investment-labels/ Financial services outsourcing: UK plans to regulate service providers as well as their customers Thu, 20 Oct 2022 11:28:26 +0000 https://www.traverssmith.com/knowledge/knowledge-container/financial-services-outsourcing-uk-plans-to-regulate-service-providers-as-well-as-their-customers/ https://www.traverssmith.com/knowledge/knowledge-container/financial-services-outsourcing-uk-plans-to-regulate-service-providers-as-well-as-their-customers/ Strengthening the Financial Promotion Rules Fri, 14 Oct 2022 17:22:57 +0000 https://www.traverssmith.com/knowledge/knowledge-container/strengthening-the-financial-promotion-rules/ https://www.traverssmith.com/knowledge/knowledge-container/strengthening-the-financial-promotion-rules/ Contractual discretion – how to be Braganza-compliant: CMC Spreadbet v Robert Tchenguiz Thu, 13 Oct 2022 18:37:05 +0000 https://www.traverssmith.com/knowledge/knowledge-container/contractual-discretion-how-to-be-braganza-compliant-cmc-spreadbet-v-robert-tchenguiz/ https://www.traverssmith.com/knowledge/knowledge-container/contractual-discretion-how-to-be-braganza-compliant-cmc-spreadbet-v-robert-tchenguiz/ Travers Smith's Sustainability Insights: Focusing on stakeholders Fri, 23 Sep 2022 10:48:20 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-focusing-on-stakeholders/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-focusing-on-stakeholders/ The new FCA Consumer Duty: a higher standard, better culture and good outcomes Wed, 14 Sep 2022 12:26:50 +0000 https://www.traverssmith.com/knowledge/knowledge-container/the-new-fca-consumer-duty-a-higher-standard-better-culture-and-good-outcomes/ https://www.traverssmith.com/knowledge/knowledge-container/the-new-fca-consumer-duty-a-higher-standard-better-culture-and-good-outcomes/ Travers Smith's Alternative Insights: Changing the structure of financial regulation in the UK Mon, 12 Sep 2022 09:54:08 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-changing-the-structure-of-financial-regulation-in-the-uk/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-changing-the-structure-of-financial-regulation-in-the-uk/ Mandatory TCFD disclosures scrutinised for the first time Tue, 30 Aug 2022 09:54:06 +0000 https://www.traverssmith.com/knowledge/knowledge-container/mandatory-tcfd-disclosures-scrutinised-for-the-first-time/ https://www.traverssmith.com/knowledge/knowledge-container/mandatory-tcfd-disclosures-scrutinised-for-the-first-time/ The Appointed Representatives Regime: FCA Policy Statement Tue, 30 Aug 2022 15:52:52 +0000 https://www.traverssmith.com/knowledge/knowledge-container/the-appointed-representatives-regime-fca-policy-statement/ https://www.traverssmith.com/knowledge/knowledge-container/the-appointed-representatives-regime-fca-policy-statement/ Beyond Brexit: A-Z by topic Fri, 26 Aug 2022 13:56:38 +0000 https://www.traverssmith.com/knowledge/knowledge-container/beyond-brexit-a-z-by-topic/ https://www.traverssmith.com/knowledge/knowledge-container/beyond-brexit-a-z-by-topic/ FCA sets outs its alternatives supervisory strategy Thu, 11 Aug 2022 13:29:28 +0000 https://www.traverssmith.com/knowledge/knowledge-container/fca-sets-outs-its-alternatives-supervisory-strategy/ https://www.traverssmith.com/knowledge/knowledge-container/fca-sets-outs-its-alternatives-supervisory-strategy/ Looking to the Future: the new Financial Services and Markets Bill Thu, 04 Aug 2022 09:19:33 +0000 https://www.traverssmith.com/knowledge/knowledge-container/looking-to-the-future-the-new-financial-services-and-markets-bill/ https://www.traverssmith.com/knowledge/knowledge-container/looking-to-the-future-the-new-financial-services-and-markets-bill/ SFDR regulatory technical standards published in Official Journal Mon, 25 Jul 2022 16:11:29 +0000 https://www.traverssmith.com/knowledge/knowledge-container/sfdr-regulatory-technical-standards-published-in-official-journal/ https://www.traverssmith.com/knowledge/knowledge-container/sfdr-regulatory-technical-standards-published-in-official-journal/ Travers Smith's Sustainability Insights: Labelling impact Fri, 22 Jul 2022 09:13:21 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-labelling-impact/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-labelling-impact/ Spotlight on ESG video series - Episode 2: Impact Investing Mon, 18 Jul 2022 11:17:52 +0000 https://www.traverssmith.com/knowledge/knowledge-container/spotlight-on-esg-video-series-episode-2-impact-investing/ https://www.traverssmith.com/knowledge/knowledge-container/spotlight-on-esg-video-series-episode-2-impact-investing/ Travers Smith's Alternative Insights: The benefits of a well-structured continuation fund Fri, 08 Jul 2022 13:53:24 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-the-benefits-of-a-well-structured-continuation-fund/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-the-benefits-of-a-well-structured-continuation-fund/ Tribunal publishes first detailed decision on salaried members rules Tue, 05 Jul 2022 17:38:15 +0000 https://www.traverssmith.com/knowledge/knowledge-container/tribunal-publishes-first-detailed-decision-on-salaried-members-rules/ https://www.traverssmith.com/knowledge/knowledge-container/tribunal-publishes-first-detailed-decision-on-salaried-members-rules/ Travers Smith's Alternative Insights: Private wealth and private capital Fri, 24 Jun 2022 12:20:27 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-private-wealth-and-private-capital/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-private-wealth-and-private-capital/ AIFMD II: The Council of the European Union provides its view Thu, 23 Jun 2022 13:49:24 +0000 https://www.traverssmith.com/knowledge/knowledge-container/aifmd-ii-the-council-of-the-european-union-provides-its-view/ https://www.traverssmith.com/knowledge/knowledge-container/aifmd-ii-the-council-of-the-european-union-provides-its-view/ The Queen's Speech: did you miss anything? Wed, 15 Jun 2022 16:21:44 +0000 https://www.traverssmith.com/knowledge/knowledge-container/the-queens-speech-did-you-miss-anything/ https://www.traverssmith.com/knowledge/knowledge-container/the-queens-speech-did-you-miss-anything/ Travers Smith's Sustainability Insights: The regulatory focus on "greenwashing" Fri, 10 Jun 2022 10:19:00 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-the-regulatory-focus-on-greenwashing/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-the-regulatory-focus-on-greenwashing/ New ESMA supervisory briefing and ESA clarifications on the ever-changing SFDR regime Wed, 08 Jun 2022 16:13:40 +0000 https://www.traverssmith.com/knowledge/knowledge-container/new-esma-supervisory-briefing-and-esa-clarifications-on-the-ever-changing-sfdr-regime/ https://www.traverssmith.com/knowledge/knowledge-container/new-esma-supervisory-briefing-and-esa-clarifications-on-the-ever-changing-sfdr-regime/ HM Treasury confirms new Senior Managers & Certification Regime for Financial Market Infrastructures Wed, 08 Jun 2022 13:52:09 +0000 https://www.traverssmith.com/knowledge/knowledge-container/hm-treasury-confirms-new-senior-managers-certification-regime-for-financial-market-infrastructures/ https://www.traverssmith.com/knowledge/knowledge-container/hm-treasury-confirms-new-senior-managers-certification-regime-for-financial-market-infrastructures/ Further guidance on the interpretation of SFDR and the Taxonomy Regulation Thu, 26 May 2022 13:54:35 +0000 https://www.traverssmith.com/knowledge/knowledge-container/further-guidance-on-the-interpretation-of-sfdr-and-the-taxonomy-regulation/ https://www.traverssmith.com/knowledge/knowledge-container/further-guidance-on-the-interpretation-of-sfdr-and-the-taxonomy-regulation/ Travers Smith's Alternative Insights: Gaining liquidity and retaining control Fri, 20 May 2022 13:53:02 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-gaining-liquidity-and-retaining-control/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-gaining-liquidity-and-retaining-control/ AIFMD II: Proposals from the European Parliament Fri, 20 May 2022 16:16:19 +0000 https://www.traverssmith.com/knowledge/knowledge-container/aifmd-ii-proposals-from-the-european-parliament/ https://www.traverssmith.com/knowledge/knowledge-container/aifmd-ii-proposals-from-the-european-parliament/ Questions on the interpretation of SFDR and the Taxonomy Regulation Wed, 18 May 2022 16:17:14 +0000 https://www.traverssmith.com/knowledge/knowledge-container/questions-on-the-interpretation-of-sfdr-and-the-taxonomy-regulation/ https://www.traverssmith.com/knowledge/knowledge-container/questions-on-the-interpretation-of-sfdr-and-the-taxonomy-regulation/ Travers Smith's Sustainability Insights: Sustainability disclosure standards Fri, 06 May 2022 15:07:54 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-sustainability-disclosure-standards/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-sustainability-disclosure-standards/ What does the FCA's new Business Plan and Strategy mean for investigations and enforcement? Thu, 14 Apr 2022 13:59:09 +0000 https://www.traverssmith.com/knowledge/knowledge-container/what-does-the-fcas-new-business-plan-and-strategy-mean-for-investigations-and-enforcement/ https://www.traverssmith.com/knowledge/knowledge-container/what-does-the-fcas-new-business-plan-and-strategy-mean-for-investigations-and-enforcement/ Travers Smith advises Melior Equity Partners on the final close of Melior Equity Partners Fund II Wed, 13 Apr 2022 13:14:07 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-melior-equity-partners-on-the-final-close-of-melior-equity-partners-fund-ii/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-melior-equity-partners-on-the-final-close-of-melior-equity-partners-fund-ii/ Travers Smith advises Equistone Partners on its sale of FirstPort Fri, 08 Apr 2022 08:45:36 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-equistone-partners-on-its-sale-of-firstport/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-equistone-partners-on-its-sale-of-firstport/ Travers Smith's Sustainability Insights: The EU's sustainability challenge Fri, 08 Apr 2022 15:54:53 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-the-eus-sustainability-challenge/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-the-eus-sustainability-challenge/ Final SFDR regulatory technical standards published Thu, 07 Apr 2022 15:34:13 +0000 https://www.traverssmith.com/knowledge/knowledge-container/final-sfdr-regulatory-technical-standards-published/ https://www.traverssmith.com/knowledge/knowledge-container/final-sfdr-regulatory-technical-standards-published/ Travers Smith advises Brewin Dolphin on its recommended £1.6bn takeover by RBC Wealth Management Fri, 01 Apr 2022 21:56:06 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-brewin-dolphin-on-its-recommended-16bn-takeover-by-rbc-wealth-management/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-brewin-dolphin-on-its-recommended-16bn-takeover-by-rbc-wealth-management/ Travers Smith's Alternative Insights: UK government sets out next steps for funds regime Fri, 25 Mar 2022 10:38:42 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-uk-government-sets-out-next-steps-for-funds-regime/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-uk-government-sets-out-next-steps-for-funds-regime/ Brexit: 1 year on - Episode 5: Retained EU law Mon, 14 Mar 2022 13:27:57 +0000 https://www.traverssmith.com/knowledge/knowledge-container/brexit-1-year-on-episode-5-retained-eu-law/ https://www.traverssmith.com/knowledge/knowledge-container/brexit-1-year-on-episode-5-retained-eu-law/ EU Platform on Sustainable Finance – Final Report on a Social Taxonomy Fri, 04 Mar 2022 13:58:59 +0000 https://www.traverssmith.com/knowledge/knowledge-container/eu-platform-on-sustainable-finance-final-report-on-a-social-taxonomy/ https://www.traverssmith.com/knowledge/knowledge-container/eu-platform-on-sustainable-finance-final-report-on-a-social-taxonomy/ Travers Smith strengthens its Senior Counsel ranks with three internal promotions and a new hire Wed, 12 Jan 2022 13:58:44 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-strengthens-its-senior-counsel-ranks-with-three-internal-promotions-and-a-new-hire/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-strengthens-its-senior-counsel-ranks-with-three-internal-promotions-and-a-new-hire/ Financial Services Regulation 2022 - New Year briefing Fri, 07 Jan 2022 14:35:52 +0000 https://www.traverssmith.com/knowledge/knowledge-container/financial-services-regulation-2022-new-year-briefing/ https://www.traverssmith.com/knowledge/knowledge-container/financial-services-regulation-2022-new-year-briefing/ Climate-related financial disclosures: New rules for standard listed issuers Tue, 21 Dec 2021 13:58:40 +0000 https://www.traverssmith.com/knowledge/knowledge-container/climate-related-financial-disclosures-new-rules-for-standard-listed-issuers/ https://www.traverssmith.com/knowledge/knowledge-container/climate-related-financial-disclosures-new-rules-for-standard-listed-issuers/ Travers Smith's Alternative Insights: Regulatory hosting under scrutiny in the UK Thu, 16 Dec 2021 13:58:39 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-regulatory-hosting-under-scrutiny-in-the-uk/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-regulatory-hosting-under-scrutiny-in-the-uk/ Travers Smith's Alternative Insights: The gradual evolution of EU fund regulation Fri, 03 Dec 2021 13:58:34 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-the-gradual-evolution-of-eu-fund-regulation/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-the-gradual-evolution-of-eu-fund-regulation/ The FCA's third (and final) policy statement on the implementation of the Investment Firms Prudential Regime Tue, 30 Nov 2021 13:58:33 +0000 https://www.traverssmith.com/knowledge/knowledge-container/the-fcas-third-and-final-policy-statement-on-the-implementation-of-the-investment-firms-prudential-regime/ https://www.traverssmith.com/knowledge/knowledge-container/the-fcas-third-and-final-policy-statement-on-the-implementation-of-the-investment-firms-prudential-regime/ EU sustainable finance regulatory technical standards delayed again – to 1 January 2023 Tue, 30 Nov 2021 13:58:33 +0000 https://www.traverssmith.com/knowledge/knowledge-container/eu-sustainable-finance-regulatory-technical-standards-delayed-again-to-1-january-2023/ https://www.traverssmith.com/knowledge/knowledge-container/eu-sustainable-finance-regulatory-technical-standards-delayed-again-to-1-january-2023/ Commission proposes evolution – but not revolution – for EU funds regimes Thu, 25 Nov 2021 13:58:32 +0000 https://www.traverssmith.com/knowledge/knowledge-container/commission-proposes-evolution-but-not-revolution-for-eu-funds-regimes/ https://www.traverssmith.com/knowledge/knowledge-container/commission-proposes-evolution-but-not-revolution-for-eu-funds-regimes/ Travers Smith's Sustainability Insights: The UK's new sustainability disclosure regime Fri, 19 Nov 2021 09:09:46 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-the-uks-new-sustainability-disclosure-regime/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-sustainability-insights-the-uks-new-sustainability-disclosure-regime/ The Roadmap unfolds: FCA proposes new UK sustainability disclosure regime Mon, 08 Nov 2021 13:58:27 +0000 https://www.traverssmith.com/knowledge/knowledge-container/the-roadmap-unfolds-fca-proposes-new-uk-sustainability-disclosure-regime/ https://www.traverssmith.com/knowledge/knowledge-container/the-roadmap-unfolds-fca-proposes-new-uk-sustainability-disclosure-regime/ SFDR and Taxonomy - ESAs publish final report and draft RTS Thu, 28 Oct 2021 13:58:23 +0000 https://www.traverssmith.com/knowledge/knowledge-container/sfdr-and-taxonomy-esas-publish-final-report-and-draft-rts/ https://www.traverssmith.com/knowledge/knowledge-container/sfdr-and-taxonomy-esas-publish-final-report-and-draft-rts/ UK Sustainable Investing: follow the green brick road Fri, 22 Oct 2021 13:58:20 +0000 https://www.traverssmith.com/knowledge/knowledge-container/uk-sustainable-investing-follow-the-green-brick-road/ https://www.traverssmith.com/knowledge/knowledge-container/uk-sustainable-investing-follow-the-green-brick-road/ A business-friendly guide to the UK-EU Brexit trade deal Fri, 15 Oct 2021 15:10:21 +0000 https://www.traverssmith.com/knowledge/knowledge-container/a-business-friendly-guide-to-the-uk-eu-brexit-trade-deal/ https://www.traverssmith.com/knowledge/knowledge-container/a-business-friendly-guide-to-the-uk-eu-brexit-trade-deal/ A business-friendly guide to the UK-EU Brexit trade deal: now fully updated Fri, 15 Oct 2021 13:28:10 +0000 https://www.traverssmith.com/knowledge/knowledge-container/a-business-friendly-guide-to-the-uk-eu-brexit-trade-deal-now-fully-updated/ https://www.traverssmith.com/knowledge/knowledge-container/a-business-friendly-guide-to-the-uk-eu-brexit-trade-deal-now-fully-updated/ Travers Smith ranked as one of the Top 15 most innovative law firms in Europe and wins Moving the Market Forward Award at the FT Innovative Lawyer Awards Fri, 15 Oct 2021 14:42:42 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-ranked-as-one-of-the-top-15-most-innovative-law-firms-in-europe-and-wins-moving-the-market-forward-award-at-the-ft-innovative-lawyer-awards/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-ranked-as-one-of-the-top-15-most-innovative-law-firms-in-europe-and-wins-moving-the-market-forward-award-at-the-ft-innovative-lawyer-awards/ International regulators take first steps towards supervising stablecoins Fri, 08 Oct 2021 13:58:17 +0000 https://www.traverssmith.com/knowledge/knowledge-container/international-regulators-take-first-steps-towards-supervising-stablecoins/ https://www.traverssmith.com/knowledge/knowledge-container/international-regulators-take-first-steps-towards-supervising-stablecoins/ A blizzard of regulatory reform: did you miss anything? Wed, 06 Oct 2021 16:28:18 +0000 https://www.traverssmith.com/knowledge/knowledge-container/a-blizzard-of-regulatory-reform-did-you-miss-anything/ https://www.traverssmith.com/knowledge/knowledge-container/a-blizzard-of-regulatory-reform-did-you-miss-anything/ ESG Data Convergence Project: seeking to replace the mess with the meaningful Fri, 01 Oct 2021 13:58:15 +0000 https://www.traverssmith.com/knowledge/knowledge-container/esg-data-convergence-project-seeking-to-replace-the-mess-with-the-meaningful/ https://www.traverssmith.com/knowledge/knowledge-container/esg-data-convergence-project-seeking-to-replace-the-mess-with-the-meaningful/ Travers Smith advises founders, Inflexion and other shareholders on the sale of Medivet to CVC Capital Partners VIII Fri, 17 Sep 2021 08:45:33 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-founders-inflexion-and-other-shareholders-on-the-sale-of-medivet-to-cvc-capital-partners-viii/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-founders-inflexion-and-other-shareholders-on-the-sale-of-medivet-to-cvc-capital-partners-viii/ ESG: from policies to practice, Pensions and Lifetime Savings Association (PLSA) ESG Conference 2021 Mon, 09 Aug 2021 12:32:39 +0000 https://www.traverssmith.com/knowledge/knowledge-container/esg-from-policies-to-practice-pensions-and-lifetime-savings-association-plsa-esg-conference-2021/ https://www.traverssmith.com/knowledge/knowledge-container/esg-from-policies-to-practice-pensions-and-lifetime-savings-association-plsa-esg-conference-2021/ The FCA's third consultation paper on the implementation of the Investment Firms Prudential Regime Mon, 09 Aug 2021 13:58:02 +0000 https://www.traverssmith.com/knowledge/knowledge-container/the-fcas-third-consultation-paper-on-the-implementation-of-the-investment-firms-prudential-regime/ https://www.traverssmith.com/knowledge/knowledge-container/the-fcas-third-consultation-paper-on-the-implementation-of-the-investment-firms-prudential-regime/ Delegated acts integrating sustainability into EU AIFMD, EU UCITS and EU MiFID now published Tue, 03 Aug 2021 13:58:00 +0000 https://www.traverssmith.com/knowledge/knowledge-container/delegated-acts-integrating-sustainability-into-eu-aifmd-eu-ucits-and-eu-mifid-now-published/ https://www.traverssmith.com/knowledge/knowledge-container/delegated-acts-integrating-sustainability-into-eu-aifmd-eu-ucits-and-eu-mifid-now-published/ UK Financial Services Regulators' Focus on Diversity and Inclusion Mon, 02 Aug 2021 13:58:00 +0000 https://www.traverssmith.com/knowledge/knowledge-container/uk-financial-services-regulators-focus-on-diversity-and-inclusion/ https://www.traverssmith.com/knowledge/knowledge-container/uk-financial-services-regulators-focus-on-diversity-and-inclusion/ Sustainable Finance Disclosure Regulation (SFDR): Commission Guidance Wed, 28 Jul 2021 13:57:59 +0000 https://www.traverssmith.com/knowledge/knowledge-container/sustainable-finance-disclosure-regulation-sfdr-commission-guidance/ https://www.traverssmith.com/knowledge/knowledge-container/sustainable-finance-disclosure-regulation-sfdr-commission-guidance/ The FCA's second policy statement on the implementation of the Investment Firms Prudential Regime Tue, 27 Jul 2021 13:57:59 +0000 https://www.traverssmith.com/knowledge/knowledge-container/the-fcas-second-policy-statement-on-the-implementation-of-the-investment-firms-prudential-regime/ https://www.traverssmith.com/knowledge/knowledge-container/the-fcas-second-policy-statement-on-the-implementation-of-the-investment-firms-prudential-regime/ Proposed Senior Managers & Certification Regime for Financial Market Infrastructures Wed, 21 Jul 2021 13:57:58 +0000 https://www.traverssmith.com/knowledge/knowledge-container/proposed-senior-managers-certification-regime-for-financial-market-infrastructures/ https://www.traverssmith.com/knowledge/knowledge-container/proposed-senior-managers-certification-regime-for-financial-market-infrastructures/ Asset Manager Checklist: Global Mobility Mon, 12 Jul 2021 13:57:54 +0000 https://www.traverssmith.com/knowledge/knowledge-container/asset-manager-checklist-global-mobility/ https://www.traverssmith.com/knowledge/knowledge-container/asset-manager-checklist-global-mobility/ EU sustainable finance regulatory technical standards delayed until 1 July 2022 Fri, 09 Jul 2021 13:57:53 +0000 https://www.traverssmith.com/knowledge/knowledge-container/eu-sustainable-finance-regulatory-technical-standards-delayed-until-1-july-2022/ https://www.traverssmith.com/knowledge/knowledge-container/eu-sustainable-finance-regulatory-technical-standards-delayed-until-1-july-2022/ The EU's new sustainable finance strategy Wed, 07 Jul 2021 13:57:52 +0000 https://www.traverssmith.com/knowledge/knowledge-container/the-eus-new-sustainable-finance-strategy/ https://www.traverssmith.com/knowledge/knowledge-container/the-eus-new-sustainable-finance-strategy/ Private Equity International: How GPs are moving the needle on DE&I Mon, 05 Jul 2021 13:47:46 +0000 https://www.traverssmith.com/knowledge/knowledge-container/private-equity-international-how-gps-are-moving-the-needle-on-dei/ https://www.traverssmith.com/knowledge/knowledge-container/private-equity-international-how-gps-are-moving-the-needle-on-dei/ The FCA's first policy statement on the implementation of the Investment Firms Prudential Regime Wed, 30 Jun 2021 13:57:48 +0000 https://www.traverssmith.com/knowledge/knowledge-container/the-fcas-first-policy-statement-on-the-implementation-of-the-investment-firms-prudential-regime/ https://www.traverssmith.com/knowledge/knowledge-container/the-fcas-first-policy-statement-on-the-implementation-of-the-investment-firms-prudential-regime/ UK FCA proposes public, investor-facing, climate-related disclosures by asset managers from 2023 Wed, 23 Jun 2021 10:52:18 +0000 https://www.traverssmith.com/knowledge/knowledge-container/uk-fca-proposes-public-investor-facing-climate-related-disclosures-by-asset-managers-from-2023/ https://www.traverssmith.com/knowledge/knowledge-container/uk-fca-proposes-public-investor-facing-climate-related-disclosures-by-asset-managers-from-2023/ Travers Smith appoints four Senior Counsel in 2021 promotions round Tue, 08 Jun 2021 08:45:32 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-appoints-four-senior-counsel-in-2021-promotions-round/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-appoints-four-senior-counsel-in-2021-promotions-round/ Webinar: GP-led secondaries transactions Fri, 14 May 2021 13:46:23 +0000 https://www.traverssmith.com/knowledge/knowledge-container/webinar-gp-led-secondaries-transactions/ https://www.traverssmith.com/knowledge/knowledge-container/webinar-gp-led-secondaries-transactions/ Investment Firm Prudential Regime: FCA Second Consultation Paper webinar Thu, 13 May 2021 12:16:20 +0000 https://www.traverssmith.com/knowledge/events-container/investment-firm-prudential-regime-fca-second-consultation-paper-webinar/ https://www.traverssmith.com/knowledge/events-container/investment-firm-prudential-regime-fca-second-consultation-paper-webinar/ Travers Smith's FMIP Practice - Over 35 years at the cutting edge of market developments Thu, 06 May 2021 13:57:29 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-fmip-practice-over-35-years-at-the-cutting-edge-of-market-developments/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smiths-fmip-practice-over-35-years-at-the-cutting-edge-of-market-developments/ HMT review of the UK funds regime: Travers Smith response Mon, 26 Apr 2021 14:49:46 +0000 https://www.traverssmith.com/knowledge/knowledge-container/hmt-review-of-the-uk-funds-regime-travers-smith-response/ https://www.traverssmith.com/knowledge/knowledge-container/hmt-review-of-the-uk-funds-regime-travers-smith-response/ EU Sustainable Finance Package – asset managers and large portfolio companies Fri, 23 Apr 2021 13:57:27 +0000 https://www.traverssmith.com/knowledge/knowledge-container/eu-sustainable-finance-package-asset-managers-and-large-portfolio-companies/ https://www.traverssmith.com/knowledge/knowledge-container/eu-sustainable-finance-package-asset-managers-and-large-portfolio-companies/ Investment Firm Prudential Regime: FCA Second Consultation Paper Tue, 20 Apr 2021 13:57:26 +0000 https://www.traverssmith.com/knowledge/knowledge-container/investment-firm-prudential-regime-fca-second-consultation-paper/ https://www.traverssmith.com/knowledge/knowledge-container/investment-firm-prudential-regime-fca-second-consultation-paper/ The unfinished business of Brexit: what still needs doing and how long will it take? Tue, 06 Apr 2021 14:52:14 +0000 https://www.traverssmith.com/knowledge/knowledge-container/the-unfinished-business-of-brexit-what-still-needs-doing-and-how-long-will-it-take/ https://www.traverssmith.com/knowledge/knowledge-container/the-unfinished-business-of-brexit-what-still-needs-doing-and-how-long-will-it-take/ Travers Smith advises on post-Brexit transition of the UK's euro securities markets Thu, 01 Apr 2021 11:25:00 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-on-post-brexit-transition-of-the-uks-euro-securities-markets/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-on-post-brexit-transition-of-the-uks-euro-securities-markets/ 3 minute video guide to the UK-EU Brexit trade deal Wed, 24 Mar 2021 13:57:20 +0000 https://www.traverssmith.com/knowledge/knowledge-container/3-minute-video-guide-to-the-uk-eu-brexit-trade-deal/ https://www.traverssmith.com/knowledge/knowledge-container/3-minute-video-guide-to-the-uk-eu-brexit-trade-deal/ Taxonomy Regulation: Additional sustainability disclosures for firms Fri, 19 Mar 2021 13:57:19 +0000 https://www.traverssmith.com/knowledge/knowledge-container/taxonomy-regulation-additional-sustainability-disclosures-for-firms/ https://www.traverssmith.com/knowledge/knowledge-container/taxonomy-regulation-additional-sustainability-disclosures-for-firms/ Thomson Reuters: Surfeit of climate standards? EU ESG reporting rules uncertainty; UK follows TCFD Wed, 10 Mar 2021 13:57:16 +0000 https://www.traverssmith.com/knowledge/knowledge-container/thomson-reuters-surfeit-of-climate-standards-eu-esg-reporting-rules-uncertainty-uk-follows-tcfd/ https://www.traverssmith.com/knowledge/knowledge-container/thomson-reuters-surfeit-of-climate-standards-eu-esg-reporting-rules-uncertainty-uk-follows-tcfd/ Travers Smith advises TA Associates on investment into Fairstone Group Fri, 26 Feb 2021 08:45:32 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-ta-associates-on-investment-into-fairstone-group/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-ta-associates-on-investment-into-fairstone-group/ Sustainable Finance Disclosure Regulation: draft Regulatory Technical Standards Fri, 12 Feb 2021 13:57:04 +0000 https://www.traverssmith.com/knowledge/knowledge-container/sustainable-finance-disclosure-regulation-draft-regulatory-technical-standards/ https://www.traverssmith.com/knowledge/knowledge-container/sustainable-finance-disclosure-regulation-draft-regulatory-technical-standards/ Bank regulatory capital: legal opinions Thu, 28 Jan 2021 13:56:53 +0000 https://www.traverssmith.com/knowledge/knowledge-container/bank-regulatory-capital-legal-opinions/ https://www.traverssmith.com/knowledge/knowledge-container/bank-regulatory-capital-legal-opinions/ EU Digital Finance Strategy: digital operational resilience - implications for ICT service providers Mon, 25 Jan 2021 13:56:54 +0000 https://www.traverssmith.com/knowledge/knowledge-container/eu-digital-finance-strategy-digital-operational-resilience-implications-for-ict-service-providers/ https://www.traverssmith.com/knowledge/knowledge-container/eu-digital-finance-strategy-digital-operational-resilience-implications-for-ict-service-providers/ Travers Smith advises ICG on its investment in Broadstone Tue, 19 Jan 2021 08:45:31 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-icg-on-its-investment-in-broadstone/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-icg-on-its-investment-in-broadstone/ Financial Services Regulation 2021 - New Year briefing Fri, 08 Jan 2021 13:56:49 +0000 https://www.traverssmith.com/knowledge/knowledge-container/financial-services-regulation-2021-new-year-briefing/ https://www.traverssmith.com/knowledge/knowledge-container/financial-services-regulation-2021-new-year-briefing/ Investment Firm Prudential Regime: FCA Consultation Thu, 17 Dec 2020 13:56:46 +0000 https://www.traverssmith.com/knowledge/knowledge-container/investment-firm-prudential-regime-fca-consultation/ https://www.traverssmith.com/knowledge/knowledge-container/investment-firm-prudential-regime-fca-consultation/ Retailisation of alternative investment strategies Tue, 15 Dec 2020 13:56:45 +0000 https://www.traverssmith.com/knowledge/knowledge-container/retailisation-of-alternative-investment-strategies/ https://www.traverssmith.com/knowledge/knowledge-container/retailisation-of-alternative-investment-strategies/ EU Digital Finance Strategy: Overview Thu, 26 Nov 2020 13:56:39 +0000 https://www.traverssmith.com/knowledge/knowledge-container/eu-digital-finance-strategy-overview/ https://www.traverssmith.com/knowledge/knowledge-container/eu-digital-finance-strategy-overview/ EU Digital Finance Strategy: digital operational resilience - implications for market infrastructure Thu, 26 Nov 2020 13:56:39 +0000 https://www.traverssmith.com/knowledge/knowledge-container/eu-digital-finance-strategy-digital-operational-resilience-implications-for-market-infrastructure/ https://www.traverssmith.com/knowledge/knowledge-container/eu-digital-finance-strategy-digital-operational-resilience-implications-for-market-infrastructure/ Post-Brexit plans for UK financial services and fintech: overly ambitious or a phoenix from the ashes? Fri, 20 Nov 2020 13:56:37 +0000 https://www.traverssmith.com/knowledge/knowledge-container/post-brexit-plans-for-uk-financial-services-and-fintech-overly-ambitious-or-a-phoenix-from-the-ashes/ https://www.traverssmith.com/knowledge/knowledge-container/post-brexit-plans-for-uk-financial-services-and-fintech-overly-ambitious-or-a-phoenix-from-the-ashes/ Brexit Readiness Portal - updated January 2021 Fri, 13 Nov 2020 13:56:28 +0000 https://www.traverssmith.com/knowledge/knowledge-container/brexit-readiness-portal/ https://www.traverssmith.com/knowledge/knowledge-container/brexit-readiness-portal/ ESG - TCFD and SFDR disclosures: a fork in the road? Wed, 11 Nov 2020 13:56:33 +0000 https://www.traverssmith.com/knowledge/knowledge-container/esg-tcfd-and-sfdr-disclosures-a-fork-in-the-road/ https://www.traverssmith.com/knowledge/knowledge-container/esg-tcfd-and-sfdr-disclosures-a-fork-in-the-road/ Travers Smith advises Brooks Macdonald on a strategic, long-term partnership with SS&C Wed, 11 Nov 2020 13:56:33 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-brooks-macdonald-on-a-strategic-long-term-partnership-with-ssc/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-brooks-macdonald-on-a-strategic-long-term-partnership-with-ssc/ Travers Smith advises Elysian Capital LLP on the fundraising of its third vintage fund, Elysian Capital III LP Wed, 07 Oct 2020 13:56:21 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-elysian-capital-llp-on-the-fundraising-of-its-third-vintage-fund-elysian-capital-iii-lp/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-elysian-capital-llp-on-the-fundraising-of-its-third-vintage-fund-elysian-capital-iii-lp/ EC 'Quick Fixes' – MiFID II and securitisations Tue, 04 Aug 2020 13:56:06 +0000 https://www.traverssmith.com/knowledge/knowledge-container/ec-quick-fixes-mifid-ii-and-securitisations/ https://www.traverssmith.com/knowledge/knowledge-container/ec-quick-fixes-mifid-ii-and-securitisations/ Travers Smith advises Pay.UK on Request to Pay – the new payments messaging service Fri, 19 Jun 2020 11:25:23 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-payuk-on-request-to-pay-the-new-payments-messaging-service/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-payuk-on-request-to-pay-the-new-payments-messaging-service/ Travers Smith advises EQT on the sale of its Credit business segment to Bridgepoint Thu, 18 Jun 2020 08:45:27 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-eqt-on-the-sale-of-its-credit-business-segment-to-bridgepoint/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-eqt-on-the-sale-of-its-credit-business-segment-to-bridgepoint/ COVID-19: regulatory measures for financial services firms Thu, 16 Apr 2020 13:55:19 +0000 https://www.traverssmith.com/knowledge/knowledge-container/regulatory-measures-for-financial-services-firms/ https://www.traverssmith.com/knowledge/knowledge-container/regulatory-measures-for-financial-services-firms/ Preferred equity as a portfolio-wide liquidity option Thu, 09 Apr 2020 09:58:12 +0000 https://www.traverssmith.com/knowledge/knowledge-container/preferred-equity-as-a-portfolio-wide-liquidity-option/ https://www.traverssmith.com/knowledge/knowledge-container/preferred-equity-as-a-portfolio-wide-liquidity-option/ What’s in your liquidity toolkit for 2020 and beyond? Thu, 09 Apr 2020 13:41:25 +0000 https://www.traverssmith.com/knowledge/knowledge-container/what-s-in-your-liquidity-toolkit-for-2020-and-beyond/ https://www.traverssmith.com/knowledge/knowledge-container/what-s-in-your-liquidity-toolkit-for-2020-and-beyond/ Investment Insights for Pension Funds Thu, 09 Apr 2020 13:55:29 +0000 https://www.traverssmith.com/knowledge/knowledge-container/investment-insights-for-pension-funds/ https://www.traverssmith.com/knowledge/knowledge-container/investment-insights-for-pension-funds/ COVID-19: FCA's expectations under SMCR Wed, 08 Apr 2020 13:55:28 +0000 https://www.traverssmith.com/knowledge/knowledge-container/covid-19-fcas-expectations-under-smcr/ https://www.traverssmith.com/knowledge/knowledge-container/covid-19-fcas-expectations-under-smcr/ COVID-19: Liquidity, liquidity, liquidity Tue, 07 Apr 2020 13:41:57 +0000 https://www.traverssmith.com/knowledge/knowledge-container/covid-19-liquidity-liquidity-liquidity/ https://www.traverssmith.com/knowledge/knowledge-container/covid-19-liquidity-liquidity-liquidity/ Regulators set out expectations for financial services firms on COVID-19 Fri, 13 Mar 2020 13:55:19 +0000 https://www.traverssmith.com/knowledge/knowledge-container/regulators-set-out-expectations-for-financial-services-firms-on-covid-19/ https://www.traverssmith.com/knowledge/knowledge-container/regulators-set-out-expectations-for-financial-services-firms-on-covid-19/ Proposed Economic Crime Levy Wed, 11 Mar 2020 13:55:14 +0000 https://www.traverssmith.com/knowledge/knowledge-container/proposed-economic-crime-levy/ https://www.traverssmith.com/knowledge/knowledge-container/proposed-economic-crime-levy/ Jupiter Fund Management PLC agrees to acquire Merian Global Investors Limited Mon, 17 Feb 2020 08:45:26 +0000 https://www.traverssmith.com/knowledge/knowledge-container/jupiter-fund-management-plc-agrees-to-acquire-merian-global-investors-limited/ https://www.traverssmith.com/knowledge/knowledge-container/jupiter-fund-management-plc-agrees-to-acquire-merian-global-investors-limited/ Brexit: Financial Services and Markets Thu, 06 Feb 2020 13:52:09 +0000 https://www.traverssmith.com/knowledge/knowledge-container/brexit-financial-services-and-markets/ https://www.traverssmith.com/knowledge/knowledge-container/brexit-financial-services-and-markets/ Financial services regulation 2020 - New Year briefing Thu, 30 Jan 2020 09:09:57 +0000 https://www.traverssmith.com/knowledge/knowledge-container/financial-services-regulation-2020-new-year-briefing/ https://www.traverssmith.com/knowledge/knowledge-container/financial-services-regulation-2020-new-year-briefing/ FCA sets out its Asset Management and Alternatives Supervision Strategies Thu, 23 Jan 2020 13:55:08 +0000 https://www.traverssmith.com/knowledge/knowledge-container/fca-sets-out-its-asset-management-and-alternatives-supervision-strategies/ https://www.traverssmith.com/knowledge/knowledge-container/fca-sets-out-its-asset-management-and-alternatives-supervision-strategies/ Travers Smith appoints two lawyers to Senior Counsel Wed, 15 Jan 2020 11:33:14 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-appoints-two-lawyers-to-senior-counsel/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-appoints-two-lawyers-to-senior-counsel/ New rules on money laundering Thu, 28 Nov 2019 13:54:59 +0000 https://www.traverssmith.com/knowledge/knowledge-container/new-rules-on-money-laundering/ https://www.traverssmith.com/knowledge/knowledge-container/new-rules-on-money-laundering/ Payment Practices: are you paying your suppliers on time? Mon, 11 Nov 2019 13:54:52 +0000 https://www.traverssmith.com/knowledge/knowledge-container/payment-practices-are-you-paying-your-suppliers-on-time/ https://www.traverssmith.com/knowledge/knowledge-container/payment-practices-are-you-paying-your-suppliers-on-time/ Asset management tax: what to know for the new autumn term Thu, 12 Sep 2019 13:53:50 +0000 https://www.traverssmith.com/knowledge/knowledge-container/asset-management-tax-what-to-know-for-the-new-autumn-term/ https://www.traverssmith.com/knowledge/knowledge-container/asset-management-tax-what-to-know-for-the-new-autumn-term/ Bridgepoint sells Estera to Inflexion-backed Ocorian Fri, 19 Jul 2019 08:45:06 +0000 https://www.traverssmith.com/knowledge/knowledge-container/bridgepoint-sells-estera-to-inflexion-backed-ocorian/ https://www.traverssmith.com/knowledge/knowledge-container/bridgepoint-sells-estera-to-inflexion-backed-ocorian/ The FCA's 5 Conduct Questions: senior managers of all firms required to consider their culture Thu, 11 Jul 2019 13:53:52 +0000 https://www.traverssmith.com/knowledge/knowledge-container/the-fcas-5-conduct-questions-senior-managers-of-all-firms-required-to-consider-their-culture/ https://www.traverssmith.com/knowledge/knowledge-container/the-fcas-5-conduct-questions-senior-managers-of-all-firms-required-to-consider-their-culture/ 2019: A year of change in the repo and securities lending markets Tue, 11 Jun 2019 13:51:45 +0000 https://www.traverssmith.com/knowledge/knowledge-container/2019-a-year-of-change-in-the-repo-and-securities-lending-markets/ https://www.traverssmith.com/knowledge/knowledge-container/2019-a-year-of-change-in-the-repo-and-securities-lending-markets/ Travers Smith advises WorldRemit on Series D funding Wed, 05 Jun 2019 13:51:48 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-worldremit-on-series-d-funding/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-worldremit-on-series-d-funding/ Appointed Representatives: FCA concerned about oversight and risks Thu, 30 May 2019 13:53:53 +0000 https://www.traverssmith.com/knowledge/knowledge-container/appointed-representatives-fca-concerned-about-oversight-and-risks/ https://www.traverssmith.com/knowledge/knowledge-container/appointed-representatives-fca-concerned-about-oversight-and-risks/ The EU cross-border distribution of funds Thu, 30 May 2019 13:53:56 +0000 https://www.traverssmith.com/knowledge/knowledge-container/the-eu-cross-border-distribution-of-funds/ https://www.traverssmith.com/knowledge/knowledge-container/the-eu-cross-border-distribution-of-funds/ Travers Smith wins 'Private Funds - Regulatory Firm of the Year' Award for fourth year in a row Tue, 28 May 2019 13:51:54 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-wins-private-funds-regulatory-firm-of-the-year-award-for-fourth-year-in-a-row/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-wins-private-funds-regulatory-firm-of-the-year-award-for-fourth-year-in-a-row/ MLD 5: HMT consultation on UK transposition Wed, 15 May 2019 13:53:53 +0000 https://www.traverssmith.com/knowledge/knowledge-container/mld-5-hmt-consultation-on-uk-transposition/ https://www.traverssmith.com/knowledge/knowledge-container/mld-5-hmt-consultation-on-uk-transposition/ Travers Smith promotes four lawyers to its partnership Tue, 14 May 2019 13:51:56 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-promotes-four-lawyers-to-its-partnership/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-promotes-four-lawyers-to-its-partnership/ Travers Smith advises on TruFin plc's £44.5 million sale of its interest in Zopa Thu, 09 May 2019 21:42:44 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-on-trufin-plcs-445-million-sale-of-its-interest-in-zopa/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-on-trufin-plcs-445-million-sale-of-its-interest-in-zopa/ New EU prudential regime for investment firms Thu, 02 May 2019 13:53:54 +0000 https://www.traverssmith.com/knowledge/knowledge-container/new-eu-prudential-regime-for-investment-firms/ https://www.traverssmith.com/knowledge/knowledge-container/new-eu-prudential-regime-for-investment-firms/ Travers Smith advises on ground-breaking project to open up the UK market for payment services Thu, 21 Mar 2019 13:51:57 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-on-ground-breaking-project-to-open-up-the-uk-market-for-payment-services/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-on-ground-breaking-project-to-open-up-the-uk-market-for-payment-services/ Travers Smith advises on ground-breaking project to open up the UK market for payment services (lg) Thu, 21 Mar 2019 13:55:47 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-on-ground-breaking-project-to-open-up-the-uk-market-for-payment-services-lg/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-on-ground-breaking-project-to-open-up-the-uk-market-for-payment-services-lg/ New proposed FCA rules on shareholder engagement Thu, 07 Feb 2019 13:51:55 +0000 https://www.traverssmith.com/knowledge/knowledge-container/new-proposed-fca-rules-on-shareholder-engagement/ https://www.traverssmith.com/knowledge/knowledge-container/new-proposed-fca-rules-on-shareholder-engagement/ Financial services regulation 2019: New Year briefing Fri, 18 Jan 2019 13:54:52 +0000 https://www.traverssmith.com/knowledge/knowledge-container/financial-services-regulation-2019-new-year-briefing/ https://www.traverssmith.com/knowledge/knowledge-container/financial-services-regulation-2019-new-year-briefing/ Brexit: Data Protection, IT & E-Commerce Tue, 01 Jan 2019 13:51:39 +0000 https://www.traverssmith.com/knowledge/knowledge-container/brexit-data-protection-it-e-commerce/ https://www.traverssmith.com/knowledge/knowledge-container/brexit-data-protection-it-e-commerce/ Caledonia investments agrees to take minority stake in Stonehage Fleming Mon, 24 Dec 2018 13:51:59 +0000 https://www.traverssmith.com/knowledge/knowledge-container/caledonia-investments-agrees-to-take-minority-stake-in-stonehage-fleming/ https://www.traverssmith.com/knowledge/knowledge-container/caledonia-investments-agrees-to-take-minority-stake-in-stonehage-fleming/ Taxing non-residents on UK property gains: the rules for funds Fri, 21 Dec 2018 13:52:03 +0000 https://www.traverssmith.com/knowledge/knowledge-container/taxing-non-residents-on-uk-property-gains-the-rules-for-funds/ https://www.traverssmith.com/knowledge/knowledge-container/taxing-non-residents-on-uk-property-gains-the-rules-for-funds/ Livingbridge VC LLP sells Baronsmead and Equity Funds investment management business to Gresham House plc Mon, 12 Nov 2018 13:52:00 +0000 https://www.traverssmith.com/knowledge/knowledge-container/livingbridge-vc-llp-sells-baronsmead-and-equity-funds-investment-management-business-to-gresham-house-plc/ https://www.traverssmith.com/knowledge/knowledge-container/livingbridge-vc-llp-sells-baronsmead-and-equity-funds-investment-management-business-to-gresham-house-plc/ HM Treasury and FCA Brexit proposals for investment funds Mon, 22 Oct 2018 13:51:58 +0000 https://www.traverssmith.com/knowledge/knowledge-container/hm-treasury-and-fca-brexit-proposals-for-investment-funds/ https://www.traverssmith.com/knowledge/knowledge-container/hm-treasury-and-fca-brexit-proposals-for-investment-funds/ Compliance Officer Bulletin – Issue 159: FCA and PRA enforcement: a year in review Tue, 02 Oct 2018 13:52:04 +0000 https://www.traverssmith.com/knowledge/knowledge-container/compliance-officer-bulletin-issue-159-fca-and-pra-enforcement-a-year-in-review/ https://www.traverssmith.com/knowledge/knowledge-container/compliance-officer-bulletin-issue-159-fca-and-pra-enforcement-a-year-in-review/ Travers Smith client Euroclear UK & Ireland successfully launches ground-breaking new payment system Tue, 02 Oct 2018 13:52:13 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-client-euroclear-uk-ireland-successfully-launches-ground-breaking-new-payment-system/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-client-euroclear-uk-ireland-successfully-launches-ground-breaking-new-payment-system/ Travers Smith advises on sale of Ipes Thu, 07 Jun 2018 08:45:11 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-on-sale-of-ipes/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-on-sale-of-ipes/ AIF & UCITS depositaries: heightened duties when delegating Sat, 05 May 2018 13:51:59 +0000 https://www.traverssmith.com/knowledge/knowledge-container/aif-ucits-depositaries-heightened-duties-when-delegating/ https://www.traverssmith.com/knowledge/knowledge-container/aif-ucits-depositaries-heightened-duties-when-delegating/ Brexit and financial services: one year to go, but where are we going? Thu, 29 Mar 2018 13:51:58 +0000 https://www.traverssmith.com/knowledge/knowledge-container/brexit-and-financial-services-one-year-to-go-but-where-are-we-going/ https://www.traverssmith.com/knowledge/knowledge-container/brexit-and-financial-services-one-year-to-go-but-where-are-we-going/ EU legislative proposals affecting the cross-border distribution of investment funds Mon, 12 Mar 2018 08:00:02 +0000 https://www.traverssmith.com/knowledge/knowledge-container/eu-legislative-proposals-affecting-the-cross-border-distribution-of-investment-funds/ https://www.traverssmith.com/knowledge/knowledge-container/eu-legislative-proposals-affecting-the-cross-border-distribution-of-investment-funds/ Financial services regulation 2018: New Year briefing Wed, 10 Jan 2018 09:06:19 +0000 https://www.traverssmith.com/knowledge/knowledge-container/financial-services-regulation-2018-new-year-briefing/ https://www.traverssmith.com/knowledge/knowledge-container/financial-services-regulation-2018-new-year-briefing/ European Commission proposals for new prudential regime for EU investment firms Thu, 21 Dec 2017 14:53:13 +0000 https://www.traverssmith.com/knowledge/knowledge-container/european-commission-proposals-for-new-prudential-regime-for-eu-investment-firms/ https://www.traverssmith.com/knowledge/knowledge-container/european-commission-proposals-for-new-prudential-regime-for-eu-investment-firms/ NewCo acquires Single Strategy asset management business of Old Mutual Wealth Tue, 19 Dec 2017 13:53:58 +0000 https://www.traverssmith.com/knowledge/knowledge-container/newco-acquires-single-strategy-asset-management-business-of-old-mutual-wealth/ https://www.traverssmith.com/knowledge/knowledge-container/newco-acquires-single-strategy-asset-management-business-of-old-mutual-wealth/ SMCR: extension to all FCA firms - consultations on transitioning and the Duty of Responsibility Wed, 13 Dec 2017 13:52:41 +0000 https://www.traverssmith.com/knowledge/knowledge-container/smcr-extension-to-all-fca-firms-consultations-on-transitioning-and-the-duty-of-responsibility/ https://www.traverssmith.com/knowledge/knowledge-container/smcr-extension-to-all-fca-firms-consultations-on-transitioning-and-the-duty-of-responsibility/ Revolutionising the payments services market Mon, 30 Oct 2017 13:53:43 +0000 https://www.traverssmith.com/knowledge/knowledge-container/revolutionising-the-payments-services-market/ https://www.traverssmith.com/knowledge/knowledge-container/revolutionising-the-payments-services-market/ EBA proposals for higher capital requirements, and changes to pay regulation and other prudential rules, for MiFID firms Fri, 06 Oct 2017 13:52:44 +0000 https://www.traverssmith.com/knowledge/knowledge-container/eba-proposals-for-higher-capital-requirements-and-changes-to-pay-regulation-and-other-prudential-rules-for-mifid-firms/ https://www.traverssmith.com/knowledge/knowledge-container/eba-proposals-for-higher-capital-requirements-and-changes-to-pay-regulation-and-other-prudential-rules-for-mifid-firms/ Fund Manager Tax Checklist Thu, 31 Aug 2017 10:36:01 +0000 https://www.traverssmith.com/knowledge/knowledge-container/fund-manager-tax-checklist/ https://www.traverssmith.com/knowledge/knowledge-container/fund-manager-tax-checklist/ Reforms to Corporation Tax Loss Relief - Impact on UK General Partners Wed, 30 Aug 2017 13:52:45 +0000 https://www.traverssmith.com/knowledge/knowledge-container/reforms-to-corporation-tax-loss-relief-impact-on-uk-general-partners/ https://www.traverssmith.com/knowledge/knowledge-container/reforms-to-corporation-tax-loss-relief-impact-on-uk-general-partners/ British Steel Pension Scheme separation from Tata Steel Fri, 11 Aug 2017 21:42:29 +0000 https://www.traverssmith.com/knowledge/knowledge-container/british-steel-pension-scheme-separation-from-tata-steel/ https://www.traverssmith.com/knowledge/knowledge-container/british-steel-pension-scheme-separation-from-tata-steel/ Senior Managers & Certification Regime: extension to all FCA firms – CP17/25 Tue, 01 Aug 2017 13:52:45 +0000 https://www.traverssmith.com/knowledge/knowledge-container/senior-managers-certification-regime-extension-to-all-fca-firms-cp1725/ https://www.traverssmith.com/knowledge/knowledge-container/senior-managers-certification-regime-extension-to-all-fca-firms-cp1725/ Travers Smith advises Goodbody Stockbrokers on its FCA sponsor approval Tue, 25 Jul 2017 13:54:15 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-goodbody-stockbrokers-on-its-fca-sponsor-approval/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-goodbody-stockbrokers-on-its-fca-sponsor-approval/ Asset Management Tax: Summer reading Mon, 10 Jul 2017 13:52:45 +0000 https://www.traverssmith.com/knowledge/knowledge-container/asset-management-tax-summer-reading/ https://www.traverssmith.com/knowledge/knowledge-container/asset-management-tax-summer-reading/ Travers Smith advises on £79.5 million acquisition by Canaccord Genuity Wealth Management of Hargreave Hale Limited Mon, 10 Jul 2017 21:42:27 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-on-795-million-acquisition-by-canaccord-genuity-wealth-management-of-hargreave-hale-limited/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-on-795-million-acquisition-by-canaccord-genuity-wealth-management-of-hargreave-hale-limited/ EMIR 1.5 Tue, 04 Jul 2017 15:39:48 +0000 https://www.traverssmith.com/knowledge/knowledge-container/emir-15/ https://www.traverssmith.com/knowledge/knowledge-container/emir-15/ Countdown to MiFID II: final rules for trading venues, participants and investment firms Fri, 07 Apr 2017 14:22:05 +0000 https://www.traverssmith.com/knowledge/knowledge-container/countdown-to-mifid-ii-final-rules-for-trading-venues-participants-and-investment-firms/ https://www.traverssmith.com/knowledge/knowledge-container/countdown-to-mifid-ii-final-rules-for-trading-venues-participants-and-investment-firms/ MLD 4: publication of UK draft implementing regulations Fri, 17 Mar 2017 13:52:47 +0000 https://www.traverssmith.com/knowledge/knowledge-container/mld-4-publication-of-uk-draft-implementing-regulations/ https://www.traverssmith.com/knowledge/knowledge-container/mld-4-publication-of-uk-draft-implementing-regulations/ Financial services regulation 2017: New Year briefing Wed, 11 Jan 2017 09:08:57 +0000 https://www.traverssmith.com/knowledge/knowledge-container/financial-services-regulation-2017-new-year-briefing/ https://www.traverssmith.com/knowledge/knowledge-container/financial-services-regulation-2017-new-year-briefing/ Senior Managers and Certification Regime: extension to all FCA-authorised firms Thu, 22 Dec 2016 13:52:49 +0000 https://www.traverssmith.com/knowledge/knowledge-container/senior-managers-and-certification-regime-extension-to-all-fca-authorised-firms/ https://www.traverssmith.com/knowledge/knowledge-container/senior-managers-and-certification-regime-extension-to-all-fca-authorised-firms/ FCA Asset Management Market Study – Interim Report Wed, 23 Nov 2016 15:09:55 +0000 https://www.traverssmith.com/knowledge/knowledge-container/fca-asset-management-market-study-interim-report/ https://www.traverssmith.com/knowledge/knowledge-container/fca-asset-management-market-study-interim-report/ Bridgepoint to sell Oasis Dental Care for £835m Fri, 18 Nov 2016 08:45:14 +0000 https://www.traverssmith.com/knowledge/knowledge-container/bridgepoint-to-sell-oasis-dental-care-for-835m/ https://www.traverssmith.com/knowledge/knowledge-container/bridgepoint-to-sell-oasis-dental-care-for-835m/ Regulatory capital changes from 1 November 2016: ECAI credit mappings for banks and IFPRU investment firms Tue, 18 Oct 2016 13:52:51 +0000 https://www.traverssmith.com/knowledge/knowledge-container/regulatory-capital-changes-from-1-november-2016-ecai-credit-mappings-for-banks-and-ifpru-investment-firms/ https://www.traverssmith.com/knowledge/knowledge-container/regulatory-capital-changes-from-1-november-2016-ecai-credit-mappings-for-banks-and-ifpru-investment-firms/ Investment Funds – End of Summer Round-Up Thu, 01 Sep 2016 13:52:48 +0000 https://www.traverssmith.com/knowledge/knowledge-container/investment-funds-end-of-summer-round-up/ https://www.traverssmith.com/knowledge/knowledge-container/investment-funds-end-of-summer-round-up/ Preparing for PRIIPS and the KID: finding answers to the questions Fri, 19 Aug 2016 13:52:51 +0000 https://www.traverssmith.com/knowledge/knowledge-container/preparing-for-priips-and-the-kid-finding-answers-to-the-questions/ https://www.traverssmith.com/knowledge/knowledge-container/preparing-for-priips-and-the-kid-finding-answers-to-the-questions/ REP-CRIM: The verdict is in Fri, 05 Aug 2016 13:52:51 +0000 https://www.traverssmith.com/knowledge/knowledge-container/rep-crim-the-verdict-is-in/ https://www.traverssmith.com/knowledge/knowledge-container/rep-crim-the-verdict-is-in/ European Commission report on CRD remuneration rules: proportionality revisited? Fri, 29 Jul 2016 14:57:49 +0000 https://www.traverssmith.com/knowledge/knowledge-container/european-commission-report-on-crd-remuneration-rules-proportionality-revisited/ https://www.traverssmith.com/knowledge/knowledge-container/european-commission-report-on-crd-remuneration-rules-proportionality-revisited/ AIFMD "third country" passport: good things come to those who wait Wed, 20 Jul 2016 13:52:52 +0000 https://www.traverssmith.com/knowledge/knowledge-container/aifmd-third-country-passport-good-things-come-to-those-who-wait/ https://www.traverssmith.com/knowledge/knowledge-container/aifmd-third-country-passport-good-things-come-to-those-who-wait/ CREST Revealed: From Paper to Automation Fri, 15 Jul 2016 13:54:07 +0000 https://www.traverssmith.com/knowledge/knowledge-container/crest-revealed-from-paper-to-automation/ https://www.traverssmith.com/knowledge/knowledge-container/crest-revealed-from-paper-to-automation/ Brexit: What is the short term legal impact on UK financial services? Fri, 24 Jun 2016 13:52:53 +0000 https://www.traverssmith.com/knowledge/knowledge-container/brexit-what-is-the-short-term-legal-impact-on-uk-financial-services/ https://www.traverssmith.com/knowledge/knowledge-container/brexit-what-is-the-short-term-legal-impact-on-uk-financial-services/ Major pharmaceutical companies back new $100 million Dementia Discovery Fund Wed, 28 Oct 2015 13:54:31 +0000 https://www.traverssmith.com/knowledge/knowledge-container/major-pharmaceutical-companies-back-new-100-million-dementia-discovery-fund/ https://www.traverssmith.com/knowledge/knowledge-container/major-pharmaceutical-companies-back-new-100-million-dementia-discovery-fund/ Travers Smith acts for the Scottish & Newcastle Pension Plan on £2.4b longevity hedge with Friends Life Limited Mon, 14 Sep 2015 13:54:32 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-acts-for-the-scottish-newcastle-pension-plan-on-24b-longevity-hedge-with-friends-life-limited/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-acts-for-the-scottish-newcastle-pension-plan-on-24b-longevity-hedge-with-friends-life-limited/ Compliance Officer Bulletin - Issue 125: FCA enforcement action: themes and trends Thu, 30 Apr 2015 13:54:07 +0000 https://www.traverssmith.com/knowledge/knowledge-container/compliance-officer-bulletin-issue-125-fca-enforcement-action-themes-and-trends/ https://www.traverssmith.com/knowledge/knowledge-container/compliance-officer-bulletin-issue-125-fca-enforcement-action-themes-and-trends/ Travers Smith advises NewSmith LLP on sale of asset management business to Man Group PLC Tue, 24 Feb 2015 21:42:18 +0000 https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-newsmith-llp-on-sale-of-asset-management-business-to-man-group-plc/ https://www.traverssmith.com/knowledge/knowledge-container/travers-smith-advises-newsmith-llp-on-sale-of-asset-management-business-to-man-group-plc/ Compliance Officer Bulletin - Issue 116: FSA and FCA enforcement action - themes and trends Tue, 08 Jul 2014 13:19:51 +0000 https://www.traverssmith.com/knowledge/knowledge-container/compliance-officer-bulletin-issue-116-fsa-and-fca-enforcement-action-themes-and-trends/ https://www.traverssmith.com/knowledge/knowledge-container/compliance-officer-bulletin-issue-116-fsa-and-fca-enforcement-action-themes-and-trends/ Compliance Officer Bulletin - Issue 96: FSA enforcement action - themes and trends Tue, 01 May 2012 13:23:21 +0000 https://www.traverssmith.com/knowledge/knowledge-container/compliance-officer-bulletin-issue-96-fsa-enforcement-action-themes-and-trends/ https://www.traverssmith.com/knowledge/knowledge-container/compliance-officer-bulletin-issue-96-fsa-enforcement-action-themes-and-trends/ Compliance Officer Bulletin - Issue 76: FSA enforcement action - themes and trends Sat, 01 May 2010 13:21:23 +0000 https://www.traverssmith.com/knowledge/knowledge-container/compliance-officer-bulletin-issue-76-fsa-enforcement-action-themes-and-trends/ https://www.traverssmith.com/knowledge/knowledge-container/compliance-officer-bulletin-issue-76-fsa-enforcement-action-themes-and-trends/ Beyond Brexit: Financial services https://www.traverssmith.com/knowledge/knowledge-container/beyond-brexit-financial-services/ https://www.traverssmith.com/knowledge/knowledge-container/beyond-brexit-financial-services/