Sam is an associate in the Financial Services & Markets Department. His practice covers both advisory work and regulatory aspects of transactions.
Financial services expertise
Sam advises on a wide range of legal and regulatory matters affecting the financial services industry, including The Markets in Financial Instruments Directive (MiFID II), The Capital Requirements Directive (CRD IV), The Alternative Investment Fund Managers Directive (AIFMD), regulatory capital, change of control and structuring issues, the Senior Managers Regime; market abuse; regulatory perimeter issues and financial promotions.
He has worked with traditional and alternative asset managers, private equity houses, investment and commercial banks, market infrastructure providers, wealth managers, and brokers.